4//SEC Filing
Walters John Clinton 4
Accession 0001209191-09-051765
CIK 0000874766other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 8:34 PM ET
Size
25.0 KB
Accession
0001209191-09-051765
Insider Transaction Report
Form 4
Walters John Clinton
Executive Vice President
Transactions
- Award
Restricted Units
2009-11-05$24.12/sh+19,278.607$465,000→ 104,738.992 totalFrom: 2009-11-05Exp: 2009-11-05→ Common Stock (19,278.607 underlying) - Award
Deferred Units
2009-11-05$24.12/sh+6,192.994$149,375→ 6,064.71 totalFrom: 2009-11-05Exp: 2009-11-05→ Common Stock (6,192.994 underlying) - Tax Payment
Deferred Units
2009-11-05$24.12/sh−128.284$3,094→ 6,064.71 total→ Common Stock (128.284 underlying)
Holdings
- 19,303.097
Restricted Stock Units
- 14,872
Stock Options
Exercise: $71.27Exp: 2015-02-19→ Common Stock (14,872 underlying) - 15,913
Stock Options
Exercise: $83.00Exp: 2016-02-15→ Common Stock (15,913 underlying) - 15,791
Stock Options
Exercise: $93.69Exp: 2017-02-27→ Common Stock (15,791 underlying) - 38,240
Stock Options
Exercise: $74.88Exp: 2018-02-26→ Common Stock (38,240 underlying) - 85,460.385
Restricted Units
Exp: 2012-02-25→ Common Stock (85,460.385 underlying) - 8,000
Restricted Stock
- 22,130.689
Common Stock
- 7,586
Stock Options
Exercise: $65.99Exp: 2014-02-20→ Common Stock (7,586 underlying) - 3,538
Stock Options
Exercise: $92.69Exp: 2017-07-30→ Common Stock (3,538 underlying) - 179,538
Stock Options
Exercise: $7.04Exp: 2019-02-25→ Common Stock (179,538 underlying)
Footnotes (11)
- [F1]The option became fully exercisable on February 18, 2007, the third anniversary of the grant date.
- [F10]Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
- [F11]Transaction involving a disposition to the company of deferred units in satisfaction of tax obligations in connection with the vesting of deferred units.
- [F2]The option became fully exercisable on February 17, 2008, the third anniversary of the grant date.
- [F3]The option became fully exercisable on February 15, 2009, the third anniversary of the grant date.
- [F4]One-third of the option became exercisable on February 27, 2008, an additional one-third of the option became exercisable on February 27, 2009, and the remaining one-third of the option will become exercisable on February 27, 2010, the third anniversary of the grant date.
- [F5]One-third of the option became exercisable on July 30, 2008, an additional one-third of the option became exercisable on July 30, 2009, and the remaining one-third of the option will become exercisable on July 30, 2010, the third anniversary of the grant date.
- [F6]The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant.
- [F7]The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant.
- [F8]Each restricted unit will be settled in cash on the expiration date for an amount equal to the company's closing stock price on the New York Stock Exchange on the expiration date.
- [F9]Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the later to occur of (i) November 05, 2012 or (ii) the date the value of such restricted units can be paid in accordance with applicable law (the "valuation date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the valuation date as reported on the New York Stock Exchange.
Documents
Issuer
HARTFORD FINANCIAL SERVICES GROUP INC/DE
CIK 0000874766
Entity typeother
Related Parties
1- filerCIK 0001403479
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 8:34 PM ET
- Size
- 25.0 KB