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TRIDENT CAPITAL FUND V LP 4

Accession 0001209191-09-054800

CIK 0000854398other
View on SEC.govCompany Profile

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 3:54 PM ET

Size

25.7 KB

Accession

0001209191-09-054800

Insider Transaction Report

Form 4
Period: 2009-11-30
XATA CORP /MN/XATA
TRIDENT CAPITAL FUND V AFFILIATES FUND Q LP
10% Owner
Transactions
  • Other

    Series B Preferred Stock

    2009-11-30+2,735→ 139,102 total(indirect: See footnote.)
    → Common stock, $0.01 par value (2,735 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+1,042→ 52,994 total(indirect: See footnote.)
    → Common stock, $0.01 par value (1,042 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+209→ 10,641 total(indirect: See footnote.)
    → Common stock, $0.01 par value (209 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+200→ 10,153 total(indirect: See footnote.)
    → Common stock, $0.01 par value (200 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+35,996→ 1,830,903 total(indirect: See footnote.)
    → Common stock, $0.01 par value (35,996 underlying)
TRIDENT CAPITAL MANAGEMENT V LLC
10% Owner
Transactions
  • Other

    Series B Preferred Stock

    2009-11-30+2,735→ 139,102 total(indirect: See footnote.)
    → Common stock, $0.01 par value (2,735 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+35,996→ 1,830,903 total(indirect: See footnote.)
    → Common stock, $0.01 par value (35,996 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+209→ 10,641 total(indirect: See footnote.)
    → Common stock, $0.01 par value (209 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+200→ 10,153 total(indirect: See footnote.)
    → Common stock, $0.01 par value (200 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+1,042→ 52,994 total(indirect: See footnote.)
    → Common stock, $0.01 par value (1,042 underlying)
TRIDENT CAPITAL FUND V LP
10% Owner
Transactions
  • Other

    Series B Preferred Stock

    2009-11-30+35,996→ 1,830,903 total(indirect: See footnote.)
    → Common stock, $0.01 par value (35,996 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+2,735→ 139,102 total(indirect: See footnote.)
    → Common stock, $0.01 par value (2,735 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+209→ 10,641 total(indirect: See footnote.)
    → Common stock, $0.01 par value (209 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+200→ 10,153 total(indirect: See footnote.)
    → Common stock, $0.01 par value (200 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+1,042→ 52,994 total(indirect: See footnote.)
    → Common stock, $0.01 par value (1,042 underlying)
TRIDENT CAPITAL FUND V PRINCIPALS FUND L P
10% Owner
Transactions
  • Other

    Series B Preferred Stock

    2009-11-30+2,735→ 139,102 total(indirect: See footnote.)
    → Common stock, $0.01 par value (2,735 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+200→ 10,153 total(indirect: See footnote.)
    → Common stock, $0.01 par value (200 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+35,996→ 1,830,903 total(indirect: See footnote.)
    → Common stock, $0.01 par value (35,996 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+1,042→ 52,994 total(indirect: See footnote.)
    → Common stock, $0.01 par value (1,042 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+209→ 10,641 total(indirect: See footnote.)
    → Common stock, $0.01 par value (209 underlying)
TRIDENT CAPITAL PARALLEL FUND V CV
10% Owner
Transactions
  • Other

    Series B Preferred Stock

    2009-11-30+2,735→ 139,102 total(indirect: See footnote.)
    → Common stock, $0.01 par value (2,735 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+1,042→ 52,994 total(indirect: See footnote.)
    → Common stock, $0.01 par value (1,042 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+35,996→ 1,830,903 total(indirect: See footnote.)
    → Common stock, $0.01 par value (35,996 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+209→ 10,641 total(indirect: See footnote.)
    → Common stock, $0.01 par value (209 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+200→ 10,153 total(indirect: See footnote.)
    → Common stock, $0.01 par value (200 underlying)
TRIDENT CAPITAL FUND V AFFILIATES FUND LP
10% Owner
Transactions
  • Other

    Series B Preferred Stock

    2009-11-30+2,735→ 139,102 total(indirect: See footnote.)
    → Common stock, $0.01 par value (2,735 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+35,996→ 1,830,903 total(indirect: See footnote.)
    → Common stock, $0.01 par value (35,996 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+209→ 10,641 total(indirect: See footnote.)
    → Common stock, $0.01 par value (209 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+1,042→ 52,994 total(indirect: See footnote.)
    → Common stock, $0.01 par value (1,042 underlying)
  • Other

    Series B Preferred Stock

    2009-11-30+200→ 10,153 total(indirect: See footnote.)
    → Common stock, $0.01 par value (200 underlying)
Footnotes (9)
  • [F1]Each share of Series B Preferred Stock is immediately convertible into one (1) share of the issuer's common stock.
  • [F2]Issued pursuant to the payment of a dividend to Series B Preferred Stockholders.
  • [F3]Not applicable.
  • [F4]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. and TCMV may be deemed to be the benefical owner of the shares held by each of the Trident entities, though TCMV disclaims benefical ownership of the reported securities except to the extent of it pecuniary interest therein.
  • [F5]These securities are owned by Trident Capital Fund-V, L.P.
  • [F6]These securities are owned by Trident Capital Fund-V Affiliates Fund, L.P.
  • [F7]These securities are owned by Trident Capital Fund-V Affiliates Fund (Q), L.P.
  • [F8]These securities are owned by Trident Capital Fund-V Principals Fund, L.P.
  • [F9]These securities are owned by Trident Capital Parallel Fund-V, C.V.

Documents

1 file

Issuer

XATA CORP /MN/

CIK 0000854398

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001123623

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 3:54 PM ET
Size
25.7 KB
View on SEC.gov