XATA CORP /MN/|4Dec 1, 3:54 PM ET

TRIDENT CAPITAL FUND V LP 4

4 · XATA CORP /MN/ · Filed Dec 1, 2009

Form 4

Period: 2009-11-30

10% Owner

Transactions

Other
Series B Preferred Stock
2009-11-30+2,735→ 139,102 total(indirect: See footnote.)
→ Common stock, $0.01 par value (2,735 underlying)
Other
Series B Preferred Stock
2009-11-30+35,996→ 1,830,903 total(indirect: See footnote.)
→ Common stock, $0.01 par value (35,996 underlying)
Other
Series B Preferred Stock
2009-11-30+209→ 10,641 total(indirect: See footnote.)
→ Common stock, $0.01 par value (209 underlying)
Other
Series B Preferred Stock
2009-11-30+200→ 10,153 total(indirect: See footnote.)
→ Common stock, $0.01 par value (200 underlying)
Other
Series B Preferred Stock
2009-11-30+1,042→ 52,994 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,042 underlying)

Footnotes (9)

[F1]Each share of Series B Preferred Stock is immediately convertible into one (1) share of the issuer's common stock.
[F2]Issued pursuant to the payment of a dividend to Series B Preferred Stockholders.
[F3]Not applicable.
[F4]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. and TCMV may be deemed to be the benefical owner of the shares held by each of the Trident entities, though TCMV disclaims benefical ownership of the reported securities except to the extent of it pecuniary interest therein.
[F5]These securities are owned by Trident Capital Fund-V, L.P.
[F6]These securities are owned by Trident Capital Fund-V Affiliates Fund, L.P.
[F7]These securities are owned by Trident Capital Fund-V Affiliates Fund (Q), L.P.
[F8]These securities are owned by Trident Capital Fund-V Principals Fund, L.P.
[F9]These securities are owned by Trident Capital Parallel Fund-V, C.V.

Documents

1 file