Patriot Capital Funding, Inc.·4

Dec 7, 3:56 PM ET

Drogin Steven 4

4 · Patriot Capital Funding, Inc. · Filed Dec 7, 2009

Insider Transaction Report

Form 4
Period: 2009-12-02
Transactions
  • Disposition to Issuer

    Common Stock

    2009-12-0210,0570 total(indirect: By IRA)
  • Disposition to Issuer

    Common Stock

    2009-12-021,5250 total
Footnotes (3)
  • [F1]Includes 768 shares of common stock acquired through a stock dividend paid by Patriot Capital Funding, Inc.
  • [F2]Disposed of pursuant to the merger agreement between Patriot Capital Funding, Inc. and Prospect Capital Corporation in exchange for 4,215 shares of Prospect Capital Corporation common stock having a market value of $10.99 per share on the effective date of the merger and cash in lieu of fractional shares.
  • [F3]Includes 121 shares of common stock acquired through a stock dividend paid by Patriot Capital Funding, Inc.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION