4//SEC Filing
White Darlene S 4
Accession 0001209191-09-058946
CIK 0001311131other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:39 PM ET
Size
14.5 KB
Accession
0001209191-09-058946
Insider Transaction Report
Form 4
White Darlene S
Other
Transactions
- Tax Payment
Common Stock
2009-12-24$10.29/sh−189$1,945→ 6,499 total
Holdings
- 6,500
Common Stock
Exercise: $14.35From: 2007-08-14Exp: 2017-08-14→ Common Stock (6,500 underlying) - 6,500
Common Stock
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (6,500 underlying) - 5,600
Common Stock
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (5,600 underlying) - 5,500
Stock Options
Exercise: $17.77From: 2008-12-13Exp: 2016-12-13→ Common Stock (5,500 underlying) - 903.493(indirect: By 401(k))
Common Stock
- 2,117.207(indirect: By Rockville Bank ESOP Plan)
Common Stock
Footnotes (9)
- [F1]Includes 2,176 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006, and each December 13 of 2007, 2008 and 2009. Of the original 3,000 shares the remaining 20% will vest on each December 13, 2010. The reported number of shares is net of 824 shares withheld by the Issuer for tax withholding purposes.
- [F2]Includes 3,398 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 602 shares withheld by the Issuer for tax withholding purposes.
- [F3]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of and removal of restrictions on Restricted Stock previously issued to the Reporting Person by the Issuer under its 2006 Stock Incentive Award Plan.
- [F4]Includes 925 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 75 shares withheld by the Issuer for tax withholding purposes.
- [F5]Shares allocated to the account of Ms. White under the Rockville Bank Employee Stock Ownership Plan, of which 846.8827 shares are vested as of December 31, 2008.
- [F6]Total beneficial ownership is 9,519.6993 shares at December 24, 2009.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial Inc.
CIK 0001311131
Entity typeother
Related Parties
1- filerCIK 0001360754
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 4:39 PM ET
- Size
- 14.5 KB