Home/Filings/4/0001209191-10-001883
4//SEC Filing

Hoppel James H JR 4

Accession 0001209191-10-001883

CIK 0000892553other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 4:17 PM ET

Size

17.8 KB

Accession

0001209191-10-001883

Insider Transaction Report

Form 4
Period: 2010-01-04
Hoppel James H JR
VP - Corp. Dev. and Treasurer
Transactions
  • Award

    Stock Option (Right to Buy)

    2010-01-04+4,5204,520 total
    Exercise: $17.03Exp: 2020-01-04Common Stock (4,520 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $12.16Exp: 2016-04-27Common Stock (3,137 underlying)
    3,137
  • Stock Option (Right to Buy)

    Exercise: $6.50Exp: 2015-11-23Common Stock (23,738 underlying)
    23,738
  • Stock Option (Right to Buy)

    Exercise: $27.74Exp: 2017-08-02Common Stock (2,500 underlying)
    2,500
  • Stock Option (Right to Buy)

    Exercise: $6.50From: 2007-06-12Exp: 2015-11-23Common Stock (35,690 underlying)
    35,690
  • Stock Option (Right to Buy)

    Exercise: $12.16From: 2007-06-12Exp: 2016-04-27Common Stock (4,777 underlying)
    4,777
  • Stock Option (Right to Buy)

    Exercise: $30.95Exp: 2018-01-02Common Stock (2,760 underlying)
    2,760
  • Stock Option (Right to Buy)

    Exercise: $11.00Exp: 2019-01-02Common stock (4,140 underlying)
    4,140
Footnotes (9)
  • [F1]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
  • [F2]These options were granted on November 23, 2005 as performance options under the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3 and became fully vested on June 12, 2007.
  • [F3]These options were granted on November 23, 2005 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest annually from the date of grant in equal installments over five years based on continued service.
  • [F4]These options were granted on April 27, 2006 as performance options under the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3 and became fully vested on June 12, 2007.
  • [F5]These options were granted on April 27, 2006 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest annually in equal installments over five years based on continued service.
  • [F6]These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F7]These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F8]These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F9]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

Issuer

CHART INDUSTRIES INC

CIK 0000892553

Entity typeother

Related Parties

1
  • filerCIK 0001369041

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:17 PM ET
Size
17.8 KB