Home/Filings/4/0001209191-10-003297
4//SEC Filing

RUBIOS RESTAURANTS INC 4

Accession 0001209191-10-003297

CIK 0001082423operating

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 2:13 PM ET

Size

8.4 KB

Accession

0001209191-10-003297

Insider Transaction Report

Form 4
Period: 2010-01-08
PITTARD DANIEL E
President and CEO
Transactions
  • Award

    Performance Based Restricted Stock Units

    2010-01-08+59,375498,215 total
    Exercise: $7.23Common Stock (59,375 underlying)
  • Award

    Restricted Stock Units

    2010-01-08+15,840438,840 total
    Exercise: $7.23From: 2013-01-08Exp: 2020-01-08Common Stock (15,840 underlying)
Footnotes (1)
  • [F1]The vesting of the Performance Based Restricted Stock Units ("PRSUs") will be contingent upon a change of control of the Issuer during fiscal 2010 (the "Transaction"). PRSUs vest based upon the share price paid to the Issuer's stockholders in the Transaction. The Issuer's stockholders must be paid a minimum of $9.00 per share in the Transaction for any portion of the PRSUs to vest and $16.00 per share in the Transaction for the PRSUs to vest in full. If the Issuer's stockholders receive a range between $9.00 per share and $16.00 per share in the Transaction, the PRSUs shall vest upon an incremental basis.

Issuer

RUBIOS RESTAURANTS INC

CIK 0001082423

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001082423

Filing Metadata

Form type
4
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 2:13 PM ET
Size
8.4 KB