Rucker James N B 4
4 · MARKETAXESS HOLDINGS INC · Filed Jan 20, 2010
Insider Transaction Report
Form 4
Rucker James N B
Chief Financial Officer
Transactions
- Award
Common Stock, par value $0.003 per share
2010-01-15+8,454→ 144,056 total - Tax Payment
Common Stock, par value $0.003 per share
2010-01-15$14.29/sh+3,443$49,200→ 154,253 total - Award
Common Stock, par value $0.003 per share
2010-01-15+13,640→ 157,696 total
Footnotes (3)
- [F1]Settlement of performance shares granted January 22, 2009 pursuant to the Company's 2004 Stock Incentive Plan (Amended and Restated Effective April 28, 2006) (the "2004 Plan"), which were settled based on the achievement by the Company of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal annual installments on each of the second and third anniversaries of the grant date of the performance share award.
- [F2]Represents a grant of restricted stock pursuant to the 2004 Plan. The shares of restricted stock will vest in three equal annual installments, beginning on the first anniversary of the date of grant.
- [F3]Represents the surrender of shares to the Company to satisfy Mr. Rucker's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Rucker.