Sherringham Philip R 4
4 · People's United Financial, Inc. · Filed Feb 1, 2010
Insider Transaction Report
Form 4
Sherringham Philip R
DirectorPresident & CEO
Transactions
- Award
Employee Option to Buy
2010-01-28+90,241→ 90,241 totalExercise: $15.80Exp: 2020-01-28→ Common Stock (90,241 underlying) - Award
Common Stock
2010-01-28+41,083→ 563,217 total
Footnotes (3)
- [F1]These are restricted shares that vest in annual increments on 1/25/12 (50%); 1/25/13 (25%); and 1/25/14 (25%).
- [F2]Includes 12,108 shares owned indirectly through the People's United Bank 401(k) Plan (including 110 shares acquired through dividend reinvestment). Also includes 30,725 investment units accrued under the People's United Bank excess benefits plan and 1,545 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 11 shares acquired through dividend reinvestment). Information is based on 12/31/09 Plan statements.
- [F3]Exercisable in annual increments on 1/25/12 (50%); 1/25/13 (25%); and 1/25/14 (25%).