PENSON WORLDWIDE INC 4
4 · PENSON WORLDWIDE INC · Filed Feb 2, 2010
Insider Transaction Report
Form 4
JOHNSON THOMAS RICHARD
Director
Transactions
- Exercise/Conversion
Common Stock
2010-01-29+840→ 17,953 total - Exercise/Conversion
Restricted Stock Unit
2010-01-29−840→ 839 total→ Common Stock (839 underlying)
Holdings
- 1,000,922(indirect: By Call Now, Inc.)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Penson Worldwide common stock. On January 29, 2010, 840 of the reporing person's restricted stock units vested. The reporting person is responsible for any tax liability associated with the vested shares.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Penson Worldwide common stock.
- [F3]The restricted stock units vest on April 29, 2010.