4//SEC Filing
Erhard Jake F 4
Accession 0001209191-10-007011
CIK 0001376812other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 6:37 PM ET
Size
7.0 KB
Accession
0001209191-10-007011
Insider Transaction Report
Form 4
Erhard Jake F
DirectorOther
Transactions
- Other
Common Stock
2010-01-29$18.01/sh−95,497$1,719,901→ 13,101,827 total(indirect: See Footnote)
Footnotes (2)
- [F1]The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including ArcLight Energy Fund I, L.P. ("ArcLight Fund I") and ArcLight Energy Fund II, L.P. ("ArcLight Fund II" and together with ArcLight Fund I, the "ArcLight Funds") would transfer to Mr. Paul Vining shares of common stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).
- [F2]The Reporting Person may be deemed a member of a group beneficially owning 10% or more of the common stock of the Issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The Reporting Person is an employee of ArcLight Capital Holding, LLC, which is the manager of each of ArcLight PEF GP, LLC and ArcLight PEF GP II, LLC which are the general partners of ArcLight Fund I and ArcLight Fund II, respectively. The Reporting Person disclaims beneficial ownership of all securities except to the extent of the reporting person's pecuniary interest, if any, in such securities through ownership in the ArcLight Funds and this report shall not be deemed an admission that such a group exists or that the Reporting Person is the beneficial owner of the securities of such group for purposes of Section 16 or for any other purpose.
Documents
Issuer
Patriot Coal CORP
CIK 0001376812
Entity typeother
Related Parties
1- filerCIK 0001430678
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 6:37 PM ET
- Size
- 7.0 KB