WALL DELLA 4
4 · KROGER CO · Filed Feb 10, 2010
Insider Transaction Report
Form 4
WALL DELLA
Group Vice President
Transactions
- Exercise/Conversion
Common Stock
2010-02-08$16.59/sh+4,500$74,672→ 56,307.023 total - Exercise/Conversion
Non-Qualified Performance Stock Option
2010-02-08−4,500→ 0 totalExercise: $16.59Exp: 2010-02-11→ Common Stock (4,500 underlying) - Sale
Common Stock
2010-02-08$21.04/sh−4,500$94,680→ 51,807.023 total
Footnotes (4)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2009.
- [F2]Between January 31, 2009 and January 30, 2010, the reporting person acquired 1,377.4068 shares of Kroger common stock in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3,to the extent disclosed on reports received by plan trustees.
- [F3]The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- [F4]These options will vest during the first four years from the date of the grant only if the Company's stock price has achieved an 81% appreciation from the option price. Thereafter, the options vest only if the Company's stock price has achieved a minimum 16% appreciation per annum from the date of grant or 280% appreciation, whichever is less. The options vest nine years and six months after grant, if not sooner vested.