Home/Filings/5/0001209191-10-008528
5//SEC Filing

Jeamel Joseph A Jr 5

Accession 0001209191-10-008528

CIK 0001311131other

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 4:06 PM ET

Size

16.4 KB

Accession

0001209191-10-008528

Insider Transaction Report

Form 5
Period: 2009-12-31
Jeamel Joseph A Jr
Chief Operating Officer
Transactions
  • Award

    Common Stock

    2009-12-31+1,566.3738,453.225 total(indirect: By Rockville Bank ESOP Plan)
  • Gift

    Common Stock

    2009-12-041,50043,078 total
Holdings
  • Stock Options

    Exercise: $17.77From: 2008-12-13Exp: 2016-12-13Common Stock (12,000 underlying)
    12,000
  • Stock Options

    Exercise: $14.35From: 2007-08-14Exp: 2017-08-14Common Stock (12,000 underlying)
    12,000
  • Stock Options

    Exercise: $11.98From: 2008-02-20Exp: 2018-02-20Common Stock (12,000 underlying)
    12,000
  • Stock Options

    Exercise: $9.24From: 2009-03-16Exp: 2019-03-16Common Stock (13,700 underlying)
    13,700
  • Common Stock

    (indirect: By 401(k))
    19,423.933
Footnotes (10)
  • [F1]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2009 for Mr. Jeamel, not previously reported are comprised of 131.5967 shares purchased in the first quarter, 79.7734 shares purchased in the second quarter, 70.7536 shares purchased in the third quarter, and 89.0038 shares purchased in the fourth quarter.
  • [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  • [F2]Includes 20,000 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. Of the original grant of 27,000 shares, the 5,400 shares (20%) vested on December 22, 2006 were withheld by the Issuer for tax withholding purposes, 1,600 vested shares were gifted on December 26, 2008 and the remaining shares vest 20% on each December 13 of years 2007 - 2010.
  • [F3]Includes 21,600 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 27,000 shares vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 5,400 shares whithheld by the Issuer for tax withholding purposes.
  • [F4]This transaction is the bona fide gift of 500 shares to each of Mr. Jeamel's three adult sons on December 4, 2009. Mr. Jeamel is disclaiming beneficial ownership of these shares as of the transaction date.
  • [F5]Includes 2,750 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan which will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  • [F6]Total beneficial ownership is 70,955.1578 at 12/31/2009.
  • [F7]Shares allocated to the account of Mr. Jeamel under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2009.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
  • [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.

Issuer

Rockville Financial Inc.

CIK 0001311131

Entity typeother

Related Parties

1
  • filerCIK 0001313293

Filing Metadata

Form type
5
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:06 PM ET
Size
16.4 KB