5//SEC Filing
Buchholz Christopher E 5
Accession 0001209191-10-008538
CIK 0001311131other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:09 PM ET
Size
15.4 KB
Accession
0001209191-10-008538
Insider Transaction Report
Form 5
Transactions
- Award
Common Stock
2009-12-31+1,566.373→ 4,421.062 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 11,250
Stock Options
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (11,250 underlying) - 13,749
Common Stock
- 10,000
Stock Options
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (10,000 underlying) - 2,967.382(indirect: By 401(k))
Common Stock
- 6,500
Stock Options
Exercise: $17.77From: 2008-12-13Exp: 2016-12-13→ Common Stock (6,500 underlying) - 10,000
Stock Options
Exercise: $14.35From: 2007-08-14Exp: 2017-08-14→ Common Stock (10,000 underlying)
Footnotes (9)
- [F1]Includes 2,862 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006, and on each December 13, 2007, 2008 and 2009. Of the original 4,000 shares, the remaining 20% will vest on December 13, 2010. The reported number of shares is net of 1,138 shares withheld by the Issuer for tax withholding purposes.
- [F2]Includes 8,544 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 10,000 shares vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 1,456 shares whithheld by the Issuer for tax withholding purposes.
- [F3]Includes 2,343 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,500 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 157 shares withheld by the Issuer for tax withholding purposes.
- [F4]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2009 for Mr. Buchholz, not previously reported are comprised of 797.8020 shares purchased in the first quarter, 235.9146 shares purchased in the second quarter, 186.8706 shares purchased in the third quarter, and 143.7941 shares purchased in the fourth quarter.
- [F5]Shares allocated to the account of Mr. Buchholz under the Rockville Bank Employee Stock Ownership Plan, of which 2,652.6371 shares are vested as of December 31, 2009.
- [F6]Total beneficial ownership is 21,137.4441 at December 31, 2009.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial Inc.
CIK 0001311131
Entity typeother
Related Parties
1- filerCIK 0001365762
Filing Metadata
- Form type
- 5
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 4:09 PM ET
- Size
- 15.4 KB