Home/Filings/5/0001209191-10-008619
5//SEC Filing

White Darlene S 5

Accession 0001209191-10-008619

CIK 0001311131other

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 4:47 PM ET

Size

15.4 KB

Accession

0001209191-10-008619

Insider Transaction Report

Form 5
Period: 2009-12-31
Transactions
  • Award

    Common Stock

    2009-12-31+978.3833,079.555 total(indirect: By Rockville Bank ESOP Plan)
Holdings
  • Common Stock

    (indirect: By 401(k))
    2,020.504
  • Common Stock

    6,499
  • Stock Options

    Exercise: $17.77From: 2008-12-13Exp: 2016-12-13Common Stock (5,500 underlying)
    5,500
  • Stock Options

    Exercise: $14.35From: 2007-08-14Exp: 2017-08-14Common Stock (6,500 underlying)
    6,500
  • Stock Options

    Exercise: $11.98From: 2008-02-20Exp: 2018-02-20Common Stock (6,500 underlying)
    6,500
  • Stock Options

    Exercise: $9.24From: 2009-03-16Exp: 2019-03-16Common Stock (5,600 underlying)
    5,600
Footnotes (9)
  • [F1]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2009 for Ms. White, not previously reported are comprised of 663.3820 shares purchased in the first quarter, 159.3501 shares purchased in the second quarter, 144.1457 shares purchased in the third quarter, and 150.1336 shares purchased in the fourth quarter.
  • [F2]Includes 2,176 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. Of the original 3,000 shares 20% vested on December 22, 2006, 20% vested on December 13, 2007, 2008, and 2009 and 20% will vest on December 13, 2010. The reported number of shares is net of 824 shares withheld by the Issuer for tax withholding purposes.
  • [F3]Includes 3,398 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares will vest in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 602 shares withheld by the Issuer for tax withholding purposes.
  • [F4]Includes 925 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 75 shares withheld by the Issuer for tax withholding purposes.
  • [F5]Shares allocated to the account of Ms. White under the Rockville Bank Employee Stock Ownership Plan, of which 1,847.7329 shares are vested as of December 31, 2009.
  • [F6]Total beneficial ownership is 11,599.0589 at 12/31/2009.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  • [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.

Issuer

Rockville Financial Inc.

CIK 0001311131

Entity typeother

Related Parties

1
  • filerCIK 0001360754

Filing Metadata

Form type
5
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:47 PM ET
Size
15.4 KB