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LITCHFIELD CRAIG G 5

Accession 0001209191-10-009175

CIK 0000810958other

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 10:31 AM ET

Size

67.3 KB

Accession

0001209191-10-009175

Insider Transaction Report

Form 5
Period: 2009-12-31
LITCHFIELD CRAIG G
DirectorPresident & C.E.O.
Transactions
  • Other

    Employee Stock Options (Right to Buy)

    2008-12-176,0000 total
    Exercise: $24.25From: 1999-12-17Exp: 2008-12-17Common Stock (6,000 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    1999-12-23+7,5007,500 total
    Exercise: $18.00From: 2000-12-23Exp: 2009-12-23Common Stock (7,500 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2005-01-03+5,5155,515 total
    Exercise: $27.00From: 2005-07-03Exp: 2015-01-03Common Stock (5,515 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2007-01-03+4,8204,820 total
    Exercise: $22.32From: 2007-07-03Exp: 2017-01-03Common Stock (4,820 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2009-01-05+7,7807,780 total
    Exercise: $19.88From: 2009-07-05Exp: 2019-01-05Common Stock (7,780 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2005-04-047500 total
    Exercise: $17.00From: 1997-12-19Exp: 2006-12-19Common Stock (750 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2003-03-071,1250 total
    Exercise: $13.33From: 1996-12-21Exp: 2005-12-21Common Stock (1,125 underlying)
  • Other

    Employee Stock Options (Right to Buy)

    2007-12-184,9990 total
    Exercise: $22.17From: 1998-12-18Exp: 2007-12-18Common Stock (4,999 underlying)
  • Other

    Employee Stock Options (Right to Buy)

    2009-12-237,5000 total
    Exercise: $18.00From: 2000-12-23Exp: 2009-12-23Common Stock (7,500 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2002-01-02+9,4059,405 total
    Exercise: $17.00From: 2002-07-02Exp: 2012-01-02Common Stock (9,405 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2008-01-03+8,8858,885 total
    Exercise: $17.50From: 2008-07-03Exp: 2018-01-03Common Stock (8,885 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    1995-12-21+3,7503,750 total
    Exercise: $13.33From: 1996-12-21Exp: 2005-12-21Common Stock (3,750 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2002-06-041,5001,125 total
    Exercise: $13.33From: 1996-12-21Exp: 2005-12-21Common Stock (1,500 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    1996-12-19+3,7503,750 total
    Exercise: $17.00From: 1997-12-19Exp: 2006-12-19Common Stock (3,750 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    1997-12-18+5,2495,249 total
    Exercise: $22.17From: 1998-12-18Exp: 2007-12-18Common Stock (5,249 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    1998-12-17+6,0006,000 total
    Exercise: $24.25From: 1999-12-17Exp: 2008-12-17Common Stock (6,000 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2000-12-21+4,3054,305 total
    Exercise: $13.50From: 2001-06-21Exp: 2010-12-21Common Stock (4,305 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2008-07-294,3050 total
    Exercise: $13.50From: 2001-06-21Exp: 2010-12-21Common Stock (4,305 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    1996-12-303753,375 total
    Exercise: $13.33From: 1996-12-21Exp: 2008-12-21Common Stock (375 underlying)
  • Exercise/Conversion

    Employee Common Stock (Right to Buy)

    1997-11-283753,000 total
    Exercise: $13.33From: 1996-12-21Exp: 2005-12-21Common Stock (375 underlying)
  • Exercise/Conversion

    Employee Common Stock (Right to Buy)

    1998-05-203752,625 total
    Exercise: $13.33From: 1996-12-21Exp: 2005-12-21Common Stock (375 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2003-10-221,7502,000 total
    Exercise: $17.00From: 1997-12-19Exp: 2006-12-19Common Stock (1,750 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2004-08-101,250750 total
    Exercise: $17.00From: 1997-12-19Exp: 2006-12-19Common Stock (1,250 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2005-04-042504,999 total
    Exercise: $22.17From: 1998-12-18Exp: 2007-12-18Common Stock (250 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2003-01-02+7,2047,204 total
    Exercise: $20.73From: 2003-07-02Exp: 2013-01-02Common Stock (7,204 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2004-01-02+5,7155,715 total
    Exercise: $26.59From: 2004-07-02Exp: 2014-01-02Common Stock (5,715 underlying)
Holdings
  • Common Stock

    (indirect: By ESOP)
    13,336
  • Common Stock

    (indirect: By Spouse)
    4,162
  • Common Stock

    35,750
  • Common Stock

    (indirect: By Spouse)
    2,467
Footnotes (5)
  • [F1]Direct holdings were previously reported including shares held in ESOP (retirement plan shares) and without including unvested restricted stock (which were reported separately.) Total direct holdings reported in this Form have been revised to include unvested restricted stock and exclude shares held in ESOP, which are now reported as indirectly held.
  • [F2]Exercise prices and number of options shares adjusted for 2003 stock split.
  • [F3]Option vests in five equal annual installments beginning specified date.
  • [F4]Acquisition of shares pursuant to options exercised previously reported in Table I; however, the exercise was not reported in Table II.
  • [F5]Expiration of employee stock option without value exempt under Rule 16b-6(d).

Issuer

CITIZENS & NORTHERN CORP

CIK 0000810958

Entity typeother

Related Parties

1
  • filerCIK 0001242459

Filing Metadata

Form type
5
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 10:31 AM ET
Size
67.3 KB