5//SEC Filing
Pulido Delio Michael JR 5
Accession 0001209191-10-009531
CIK 0001040719other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 4:47 PM ET
Size
9.1 KB
Accession
0001209191-10-009531
Insider Transaction Report
Form 5
Pulido Delio Michael JR
VP of Human Resources
Transactions
- Other
Common Stock
2009-09-01$14.43/sh+5.83$84→ 11,559.83 total - Other
Common Stock
2009-04-29+168→ 11,554 total - Other
Common Stock
2009-12-04$12.55/sh+6.93$87→ 11,566.76 total
Footnotes (2)
- [F1]Prior to April 17, 2009, the Reporting Person held Walter Energy, Inc. (f/k/a Walter Industries, Inc.) shares in the Walter Energy Employee Stock Purchase Plan ("Walter ESPP"). These shares were converted to Walter Investment Management Corp. ("WIMC") shares on or about April 17, 2009 in connection with the spin off of Walter Energy's mortgage servicing business and the merger of that business with Hanover Capital Mortgage Holdings, Inc. The reporting person disclaims any requirement to report these acquisitions under Section 16(a) of the Securities Exchange Act of 1934, and this Form 5 is being filed for informational purposes only.
- [F2]The Company shares referenced in footnote 1 have remained in the Walter ESPP. Dividends paid on the WIMC shares in 2009 were automatically reinvested by the Walter ESPP in WIMC shares which continue to be held in the Walter ESPP. The reporting person disclaims any requirement to report these acquisitions under Section 16(a) of the Securities Exchange Act of 1934, and this Form 5 is being filed for informational purposes only.
Documents
Issuer
WALTER INVESTMENT MANAGEMENT CORP
CIK 0001040719
Entity typeother
Related Parties
1- filerCIK 0001461831
Filing Metadata
- Form type
- 5
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 4:47 PM ET
- Size
- 9.1 KB