Maxwell Richard King 5

5 · UNITED BANCORPORATION OF ALABAMA INC · Filed Feb 17, 2010

Form 5

Period: 2009-12-31

Director

Transactions

Other
Class A Common Stock
2009-07-15+49.25→ 4,974.213 total
Other
Class A Common Stock
2010-01-15+49.741→ 5,023.954 total
Award
Nonstatutory Stock Option
2009-06-09+2,000→ 4,000 total
Exercise: $14.85From: 2009-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
Award
Nonstatutory Stock Option
2009-06-09+2,000→ 4,000 total
Exercise: $14.85From: 2011-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
Award
Nonstatutory Stock Option
2009-06-09+2,000→ 4,000 total
Exercise: $14.85From: 2013-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
Award
Nonstatutory Stock Option
2009-06-09+2,000→ 4,000 total
Exercise: $14.85From: 2010-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
Award
Nonstatutory Stock Option
2009-06-09+2,000→ 4,000 total
Exercise: $14.85From: 2012-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)

Holdings

Nonstatutory Stock Option
Exercise: $18.00From: 2010-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
2,000
Nonstatutory Stock Option
Exercise: $18.00From: 2006-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
2,000
Nonstatutory Stock Option
Exercise: $18.00From: 2008-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
2,000
Nonstatutory Stock Option
Exercise: $18.00From: 2007-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
2,000
Nonstatutory Stock Option
Exercise: $18.00From: 2009-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
2,000

Footnotes (3)

[F1]These shares were acquired during the fiscal year 2009 through the dividend reinvestment plan.
[F2]A stock dividend of 1.0% was distributed. Fractional shares were paid cash amount equivalent to $14.85 per share.
[F3]Securities were issued as part of a Nonstatutory Stock Option Grant Agreement. At each exercise date the shares are granted at no cost.

Documents

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