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5//SEC Filing

Maxwell Richard King 5

Accession 0001209191-10-010043

CIK 0000704561other
View on SEC.govCompany Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 4:22 PM ET

Size

25.0 KB

Accession

0001209191-10-010043

Insider Transaction Report

Form 5
Period: 2009-12-31
UNITED BANCORPORATION OF ALABAMA INCUBAB
Maxwell Richard King
Director
Transactions
  • Other

    Class A Common Stock

    2009-07-15+49.25→ 4,974.213 total
  • Other

    Class A Common Stock

    2010-01-15+49.741→ 5,023.954 total
  • Award

    Nonstatutory Stock Option

    2009-06-09+2,000→ 4,000 total
    Exercise: $14.85From: 2009-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
  • Award

    Nonstatutory Stock Option

    2009-06-09+2,000→ 4,000 total
    Exercise: $14.85From: 2011-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
  • Award

    Nonstatutory Stock Option

    2009-06-09+2,000→ 4,000 total
    Exercise: $14.85From: 2013-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
  • Award

    Nonstatutory Stock Option

    2009-06-09+2,000→ 4,000 total
    Exercise: $14.85From: 2010-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
  • Award

    Nonstatutory Stock Option

    2009-06-09+2,000→ 4,000 total
    Exercise: $14.85From: 2012-06-09Exp: 2019-06-09→ Cl A Common Stock (400 underlying)
Holdings

  • Nonstatutory Stock Option

    Exercise: $18.00From: 2010-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
    2,000

  • Nonstatutory Stock Option

    Exercise: $18.00From: 2006-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
    2,000

  • Nonstatutory Stock Option

    Exercise: $18.00From: 2008-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
    2,000

  • Nonstatutory Stock Option

    Exercise: $18.00From: 2007-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
    2,000

  • Nonstatutory Stock Option

    Exercise: $18.00From: 2009-08-15Exp: 2016-08-15→ Cl A Common Stock (400 underlying)
    2,000
Footnotes (3)
  • [F1]These shares were acquired during the fiscal year 2009 through the dividend reinvestment plan.
  • [F2]A stock dividend of 1.0% was distributed. Fractional shares were paid cash amount equivalent to $14.85 per share.
  • [F3]Securities were issued as part of a Nonstatutory Stock Option Grant Agreement. At each exercise date the shares are granted at no cost.

Documents

1 file

Issuer

UNITED BANCORPORATION OF ALABAMA INC

CIK 0000704561

→
Entity typeother

Related Parties

1
  • filerCIK 0001444982

Filing Metadata

Form type
5
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:22 PM ET
Size
25.0 KB
View on SEC.gov