ROBERTS JOHN ROTH III 4
4 · TRADESTATION GROUP INC · Filed Feb 18, 2010
Insider Transaction Report
Form 4
ROBERTS JOHN ROTH III
Chief Operating Officer
Transactions
- Award
Common Stock
2010-02-16+26,031→ 79,428 total - Award
Stock Option (Right to Buy)
2010-02-16+29,414→ 29,414 totalExercise: $6.41From: 2011-02-16Exp: 2020-02-15→ Common Stock (29,414 underlying)
Footnotes (2)
- [F1]The issuance of these shares is pursuant to a restricted stock grant under the Company's incentive stock plan. The shares issued will vest 50% on the third anniversary of the date of grant and 100% on the sixth anniversary, with 100% acceleration upon retirement, death, disability and change in control of the Company. Any unvested shares at the time of termination of employment must be resold to the Company for $0.
- [F2]Stock option becomes exercisable in one-fifth (1/5) increments on February 16, 2011, 2012, 2013, 2014 and 2015, with 100% acceleration of vesting upon death, disability and change in control of the Company.