4//SEC Filing
Hoppel James H JR 4
Accession 0001209191-10-011772
CIK 0000892553other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:32 PM ET
Size
22.5 KB
Accession
0001209191-10-011772
Insider Transaction Report
Form 4
Hoppel James H JR
VP - Corp. Dev. and Treasurer
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2010-02-22$17.94/sh−201$3,606→ 4,153 total - Award
Common Stock, par value $0.01 per share
2010-02-22+524→ 4,354 total - Award
Common Stock, par value $0.01 per share
2010-02-22+3,830→ 3,830 total
Holdings
- 23,738
Stock Option (Right to Buy)
Exercise: $6.50Exp: 2015-11-23→ Common Stock (23,738 underlying) - 3,137
Stock Option (Right to Buy)
Exercise: $12.16Exp: 2016-04-27→ Common Stock (3,137 underlying) - 4,140
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2019-01-02→ Common stock (4,140 underlying) - 4,777
Stock Option (Right to Buy)
Exercise: $12.16From: 2007-06-12Exp: 2016-04-27→ Common Stock (4,777 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $27.74Exp: 2017-08-02→ Common Stock (2,500 underlying) - 2,760
Stock Option (Right to Buy)
Exercise: $30.95Exp: 2018-01-02→ Common Stock (2,760 underlying) - 4,520
Stock Option (Right to Buy)
Exercise: $17.03Exp: 2020-01-04→ Common Stock (4,520 underlying) - 35,690
Stock Option (Right to Buy)
Exercise: $6.50From: 2007-06-12Exp: 2015-11-23→ Common Stock (35,690 underlying)
Footnotes (12)
- [F1]These securities were granted on February 22, 2010 pursuant to a restricted stock award agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
- [F10]These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F11]These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F12]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F2]Represents performance units granted on August 2, 2007 under the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan that have vested and are paid out in shares of common stock.
- [F3]The reporting person surrendered 201 shares upon vesting of performance units, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
- [F5]These options were granted on November 23, 2005 as performance options under the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3 and became fully vested on June 12, 2007.
- [F6]These options were granted on November 23, 2005 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest annually from the date of grant in equal installments over five years based on continued service.
- [F7]These options were granted on April 27, 2006 as performance options under the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3 and became fully vested on June 12, 2007.
- [F8]These options were granted on April 27, 2006 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest annually in equal installments over five years based on continued service.
- [F9]These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
Documents
Issuer
CHART INDUSTRIES INC
CIK 0000892553
Entity typeother
Related Parties
1- filerCIK 0001369041
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 4:32 PM ET
- Size
- 22.5 KB