4//SEC Filing
Yomtov Barry 4
Accession 0001209191-10-011954
CIK 0001389072other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 9:26 PM ET
Size
10.3 KB
Accession
0001209191-10-011954
Insider Transaction Report
Form 4
Yomtov Barry
VP, Engineering
Transactions
- Exercise/Conversion
Common Stock
2010-02-22+714→ 1,159 total - Exercise/Conversion
Common Stock
2010-02-22+1,785→ 2,944 total - Award
Restricted Stock Unit
2010-02-22+892→ 5,892 totalFrom: 2011-02-22Exp: 2018-08-13→ Common Stock (892 underlying)
Footnotes (4)
- [F1]On November 16, 2007 the reporting person was granted restricted stock units to purchase an aggregate of 2,857 shares of common stock. The award vests in four installments based on HeartWare's satisfication of certain performance criteria. The performance criteria of the second installment of the award was met on February 22, 2010 resulting in the automatic issuance of 714 shares of common stock.
- [F2]On August 13, 2008 the reporting person was granted restricted stock units to purchase an aggregate of 3,571 shares of common stock. The award vests in three installments based on HeartWare's satisfication of certain performance criteria. The performance criteria of the first installment of the award was met on February 22, 2010 resulting in the automatic issuance of 1,785 shares of common stock.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F4]On August 13, 2008 the reporting person was granted restricted stock units to purchase an aggregate of 3,571 shares of common stock. The award vests in three installments based on HeartWare's satisfication of certain performance criteria. The performance criteria of the second installment of the award was met on February 22, 2010 and the installment will vest on February 22, 2011.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeother
Related Parties
1- filerCIK 0001404225
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 9:26 PM ET
- Size
- 10.3 KB