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4//SEC Filing

HENDERSON J SHERMAN III 4

Accession 0001209191-10-012901

CIK 0001122063other
View on SEC.govCompany Profile

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 1:33 PM ET

Size

49.2 KB

Accession

0001209191-10-012901

Insider Transaction Report

Form 4
Period: 2010-03-01
BEACON ENTERPRISE SOLUTIONS GROUP INCBEAC.OB
HENDERSON J SHERMAN III
Director
Transactions
  • Award

    Bridge Warrants

    2008-07-15$1.00/sh+5,000$5,000→ 342,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-07-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Bridge Warrants

    2008-02-15$1.00/sh+5,000$5,000→ 317,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-02-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Bridge Warrants

    2008-04-15$1.00/sh+5,000$5,000→ 327,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-04-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Bridge Warrants

    2008-11-15$1.00/sh+5,000$5,000→ 362,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-11-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Bridge Warrants

    2008-11-20$1.00/sh+70,000$70,000→ 432,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-11-20Exp: 2012-06-30→ Common stock, par value $.0.001 per share (70,000 underlying)
  • Award

    Equity Financing Arrangement Warrants

    2008-01-28$1.00/sh+10,000$10,000→ 10,000 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-01-28Exp: 2013-01-28→ Common stock, par value $.0.001 per share (10,000 underlying)
  • Purchase

    Common stock, par value $.0.001 per share

    2010-03-01$1.29/sh+5,000$6,450→ 1,005,000 total
  • Award

    Bridge Warrants

    2008-08-15$1.00/sh+5,000$5,000→ 347,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-08-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Bridge Warrants

    2008-05-15$1.00/sh+5,000$5,000→ 332,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-05-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Bridge Warrants

    2008-06-15$1.00/sh+5,000$5,000→ 337,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-06-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Equity Financing Arrangement Warrants

    2008-02-28$1.00/sh+10,000$10,000→ 20,000 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-02-28Exp: 2013-02-28→ Common stock, par value $.0.001 per share (10,000 underlying)
  • Award

    Bridge Warrants

    2008-03-15$1.00/sh+5,000$5,000→ 322,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-03-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Bridge Warrants

    2008-09-15$1.00/sh+5,000$5,000→ 352,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-09-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Bridge Warrants

    2008-10-15$1.00/sh+5,000$5,000→ 357,500 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-10-15Exp: 2012-06-30→ Common stock, par value $.0.001 per share (5,000 underlying)
  • Award

    Equity Financing Arrangement Warrants

    2008-03-07$1.00/sh+5,000$5,000→ 25,000 total(indirect: See Footnotes)
    Exercise: $1.00From: 2008-03-07Exp: 2013-03-07→ Common stock, par value $.0.001 per share (5,000 underlying)
Holdings

  • Convertible Note

    (indirect: See Footnotes)
    Exercise: $0.60From: 2007-12-20Exp: 2012-06-30→ Common stock, par value $.0.001 per share (416,667 underlying)
    416,667

  • Common stock, par value $.0.001 per share

    (indirect: See Footnotes)
    30,000

  • Common stock, par value $.0.001 per share

    1,000,000

  • Bridge Warrants

    (indirect: See Footnotes)
    Exercise: $1.00From: 2007-12-20Exp: 2012-12-20→ Common stock, par value $0.001 per share (312,500 underlying)
    312,500
Footnotes (5)
  • [F1]Beneficially owned through LANJK.
  • [F2]Beneficially owned through SHEND LLC.
  • [F3]The contingent bridge warrants are earned in conjunction with the callable convertible bridge notes as long as the holder does not call the note or upon conversion to common stock.
  • [F4]Contingent bridge warrants were earned in their entirety when the bridge note holder agreed to forebear calling the note until on or after June 30, 2010.
  • [F5]Equity financing arrangement warrants were earned in connection with an arrangement to provide up to $300,000 of equity financing on a monthly basis as of the anniversary date of the commitment. The financing arrangement expired on March 7, 2008.

Documents

2 files

Issuer

BEACON ENTERPRISE SOLUTIONS GROUP INC

CIK 0001122063

→
Entity typeother

Related Parties

1
  • filerCIK 0001249686

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 1:33 PM ET
Size
49.2 KB
View on SEC.gov