4//SEC Filing
Buchholz Christopher E 4
Accession 0001209191-10-015245
CIK 0001311131other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:03 PM ET
Size
14.5 KB
Accession
0001209191-10-015245
Insider Transaction Report
Form 4
Transactions
- Tax Payment
Common Stock
2010-03-05$9.97/sh−629$6,271→ 13,120 total
Holdings
- 2,967.382(indirect: By 401(k))
Common Stock
- 11,250
Stock Options
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (11,250 underlying) - 4,421.062(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 6,500
Stock Options
Exercise: $17.77From: 2008-12-13Exp: 2016-12-13→ Common Stock (6,500 underlying) - 10,000
Stock Options
Exercise: $14.35From: 2007-08-14Exp: 2017-08-14→ Common Stock (10,000 underlying) - 10,000
Stock Options
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (10,000 underlying)
Footnotes (9)
- [F1]Includes 2,862 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006, and each December 13 of 2007, 2008 and 2009. Of the original 4,000 shares, the remaining 20% will vest on December 13, 2010. The reported number of shares is net of 1,138 shares withheld by the Issuer for tax withholding purposes.
- [F2]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of and removal of restrictions on Restricted Stock previously issued to the Reporting Person by the Issuer under its 2006 Stock Incentive Award Plan.
- [F3]Includes 7,915 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 10,000 shares vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 2,085 shares withheld by the Issuer for tax withholding purposes.
- [F4]Includes 2,343 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,500 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 157 shares withheld by the Issuer for tax withholding purposes.
- [F5]Shares allocated to the account of Mr. Buchholz under the Rockville Bank Employee Stock Ownership Plan, of which 2,652.6371 shares are vested as of December 31, 2009.
- [F6]Total beneficial ownership is 20,508.4441 at 3/8/2010.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial Inc.
CIK 0001311131
Entity typeother
Related Parties
1- filerCIK 0001365762
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 4:03 PM ET
- Size
- 14.5 KB