TSUKAMOTO ANN 4
4 · STEMCELLS INC · Filed Mar 12, 2010
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
TSUKAMOTO ANN
EVP, Research and Development
Transactions
- Tax Payment
Common Stock
2010-03-10$1.22/sh−32,092$39,152→ 198,741 total
Holdings
- 22,834(indirect: By Trust)
Common Stock
- 42,080(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Includes (1) 93,333 restricted stock units, with 1/4 vesting on each of the four anniversaries following the May 15, 2009 grant date and (2) 68,750 restricted stock units, vesting on March 10, 2011.
- [F2]22,834 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
- [F3]Shares held in 401(k) account, in accordance with issuer's employer-match policies.