4//SEC Filing
BERTHE ASTRID MARIE 4
Accession 0001209191-10-017607
CIK 0000824068other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:39 PM ET
Size
22.4 KB
Accession
0001209191-10-017607
Insider Transaction Report
Form 4
ATS MEDICAL INCATSI
BERTHE ASTRID MARIE
VP-Reg Affairs/Qual Assurance
Transactions
- Sale
Common Stock
2010-03-16$2.50/sh−13,970$34,956→ 79,499.841 total - Exercise/Conversion
Restricted Stock Units
2010-03-15−17,526→ 52,577 totalFrom: 2009-03-15Exp: 2013-03-15→ Common Stock (70,103 underlying) - Exercise/Conversion
Common Stock
2010-03-15+32,680→ 93,469.841 total - Exercise/Conversion
Restricted Stock Units
2010-03-15−13,213→ 52,852 totalFrom: 2010-03-15Exp: 2014-03-15→ Common Stock (66,065 underlying) - Exercise/Conversion
Restricted Stock Units
2010-03-15−1,941→ 3,882 totalFrom: 2008-03-15Exp: 2012-03-15→ Common Stock (5,823 underlying)
Holdings
- 4,000
Restricted Stock Units
From: 2008-02-13Exp: 2012-02-13→ Common Stock (4,000 underlying) - 30,000
Restricted Stock Units
From: 2011-03-01Exp: 2015-03-01→ Common Stock (30,000 underlying) - 53,410
Restricted Stock Units
From: 2011-03-01Exp: 2015-03-01→ Common Stock (53,410 underlying) - 4,000
Restricted Stock Units
From: 2007-10-02Exp: 2011-10-02→ Common Stock (4,000 underlying) - 40,000
Restricted Stock Units
From: 2009-07-30Exp: 2013-07-30→ Common Stock (40,000 underlying) - 30,000
Restricted Stock Units
From: 2008-08-01Exp: 2012-08-01→ Common Stock (30,000 underlying)
Footnotes (8)
- [F1]Includes shares held in Employee Stock Purchase Plan as of January 31, 2010.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2009.
- [F3]The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $2.50 to $2.58. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- [F4]1 unit for 1 share of Common Stock
- [F5]Vests in 20% annual cumulative installments beginning the date shown.
- [F6]Represents last vesting date.
- [F7]Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met.
- [F8]Vests in 20% annual cumulative installments starting on the date shown.
Documents
Issuer
ATS MEDICAL INC
CIK 0000824068
Entity typeother
Related Parties
1- filerCIK 0001437321
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 4:39 PM ET
- Size
- 22.4 KB