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COFFINDAFFER THADDEUS 4

Accession 0001209191-10-017613

CIK 0000824068other
View on SEC.govCompany Profile

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 4:40 PM ET

Size

28.8 KB

Accession

0001209191-10-017613

Insider Transaction Report

Form 4
Period: 2010-03-15
ATS MEDICAL INCATSI
COFFINDAFFER THADDEUS
Vice President of Sales
Transactions
  • Sale

    Common Stock

    2010-03-16$2.53/sh−4,748$12,018→ 159,244.667 total
  • Exercise/Conversion

    Common Stock

    2010-03-15+49,761→ 167,572.667 total
  • Sale

    Common Stock

    2010-03-16$2.53/sh−3,580$9,062→ 163,992.667 total
  • Sale

    Common Stock

    2010-03-16$2.53/sh−5,017$12,698→ 152,971.667 total
  • Exercise/Conversion

    Restricted Stock Units

    2010-03-15−15,000→ 30,000 total
    From: 2008-03-15Exp: 2012-03-15→ Common Stock (45,000 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2010-03-15−13,213→ 52,852 total
    From: 2010-03-15Exp: 2014-03-15→ Common Stock (60,665 underlying)
  • Sale

    Common Stock

    2010-03-16$2.53/sh−1,256$3,177→ 157,988.667 total
  • Exercise/Conversion

    Restricted Stock Units

    2010-03-15−4,022→ 8,044 total
    From: 2008-03-15Exp: 2012-03-15→ Common Stock (12,066 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2010-03-15−17,526→ 52,577 total
    From: 2009-03-15Exp: 2013-03-15→ Common Stock (70,103 underlying)
Holdings

  • Restricted Stock Units

    From: 2007-01-10Exp: 2011-01-10→ Common Stock (4,000 underlying)
    4,000

  • Restricted Stock Units

    From: 2009-07-30Exp: 2013-07-30→ Common Stock (4,000 underlying)
    40,000

  • Stock Option (Right to Buy)

    Exercise: $3.80Exp: 2013-10-28→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (Right to Buy)

    Exercise: $3.80Exp: 2013-12-19→ Common Stock (20,000 underlying)
    20,000

  • Restricted Stock Units

    From: 2011-03-01Exp: 2015-03-01→ Common Stock (53,410 underlying)
    53,410

  • Stock Option (Right to Buy)

    Exercise: $3.36Exp: 2013-08-06→ Common Stock (100,000 underlying)
    100,000
Footnotes (8)
  • [F1]Includes shares held in Employee Stock Purchase Plan as of a plan date of April 30, 2009.
  • [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2009.
  • [F3]Fully vested.
  • [F4]1 unit for 1 share of Common Stock
  • [F5]Vests in 20% annual cumulative installments beginning the date shown.
  • [F6]Represents last vesting date.
  • [F7]Vests in 25% annual cumulative installments beginning the date shown.
  • [F8]Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met.

Documents

1 file

Issuer

ATS MEDICAL INC

CIK 0000824068

→
Entity typeother

Related Parties

1
  • filerCIK 0001437376

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:40 PM ET
Size
28.8 KB
View on SEC.gov