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4//SEC Filing

Elizondo David R 4

Accession 0001209191-10-017619

CIK 0000824068other
View on SEC.govCompany Profile

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 4:42 PM ET

Size

19.4 KB

Accession

0001209191-10-017619

Insider Transaction Report

Form 4
Period: 2010-03-15
ATS MEDICAL INCATSI
Elizondo David R
VP-Research & Development
Transactions
  • Sale

    Common Stock

    2010-03-16$2.51/sh−14,760$37,048→ 82,953.075 total
  • Exercise/Conversion

    Restricted Stock Units

    2010-03-15−8,837→ 17,674 total
    From: 2008-03-15Exp: 2012-03-15→ Common Stock (26,511 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2010-03-15−17,526→ 52,577 total
    From: 2009-03-15Exp: 2013-03-15→ Common Stock (70,103 underlying)
  • Exercise/Conversion

    Common Stock

    2010-03-15+39,576→ 97,713.075 total
  • Exercise/Conversion

    Restricted Stock Units

    2010-03-15−13,213→ 52,852 total
    From: 2010-03-15Exp: 2014-03-05→ Common Stock (66,065 underlying)
Holdings

  • Restricted Stock Units

    From: 2009-07-30Exp: 2013-07-30→ Common Stock (40,000 underlying)
    40,000

  • Restricted Stock Units

    From: 2011-03-01Exp: 2015-03-01→ Common Stock (53,410 underlying)
    53,410

  • Restricted Stock Units

    From: 2007-09-29Exp: 2011-09-29→ Common Stock (20,000 underlying)
    20,000

  • Restricted Stock Units

    From: 2011-03-01Exp: 2015-03-01→ Common Stock (15,000 underlying)
    15,000
Footnotes (6)
  • [F1]Includes shares acquired under the Employee Stock Purchase Plan as of January 31, 2010.
  • [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2009.
  • [F3]1 unit for 1 share of Common Stock.
  • [F4]Vests in cumulative annual installments of 20% beginning the date shown.
  • [F5]Represents last vesting date.
  • [F6]Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met.

Documents

1 file

Issuer

ATS MEDICAL INC

CIK 0000824068

→
Entity typeother

Related Parties

1
  • filerCIK 0001376547

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:42 PM ET
Size
19.4 KB
View on SEC.gov