Swandal Craig A 4
4 · ATS MEDICAL INC · Filed Mar 17, 2010
Insider Transaction Report
Form 4
ATS MEDICAL INCATSI
Swandal Craig A
Vice President of Operations
Transactions
- Exercise/Conversion
Common Stock
2010-03-15+13,213→ 30,515.95 total - Exercise/Conversion
Restricted Stock Units
2010-03-15−13,213→ 52,852 totalFrom: 2010-03-15Exp: 2014-03-15→ Common Stock (66,065 underlying) - Sale
Common Stock
2010-03-16$2.50/sh−5,312$13,292→ 25,203.95 total
Holdings
- 53,410
Restricted Stock Units
From: 2011-03-01Exp: 2015-03-01→ Common Stock (53,410 underlying) - 68,000
Restricted Stock Units
From: 2009-08-11Exp: 2013-08-11→ Common Stock (68,000 underlying) - 15,000
Restricted Stock Units
From: 2011-03-01Exp: 2015-03-01→ Common Stock (15,000 underlying)
Footnotes (6)
- [F1]Includes shares held in Employee Stock Purchase Plan as of January 31, 2010.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2009.
- [F3]The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $2.50 to $2.58. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- [F4]1 unit for 1 share of Common Stock
- [F5]Vests in 20% annual cumulative installments beginning the date shown.
- [F6]Represents last vesting date.