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4//SEC Filing

PERKINS DONALD S 4

Accession 0001209191-10-019964

CIK 0000883107other
View on SEC.govCompany Profile

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 10:13 AM ET

Size

13.7 KB

Accession

0001209191-10-019964

Insider Transaction Report

Form 4
Period: 2010-04-01
NANOPHASE TECHNOLOGIES CORPORATIONNANX
PERKINS DONALD S
Director
Transactions
  • Award

    Stock Appreciation Right

    2010-04-01+2,750→ 13,750 total
    Exercise: $1.85→ Common Stock (2,750 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $9.92From: 2002-06-05Exp: 2011-06-05→ Common Stock (2,000 underlying)
    2,000

  • Deferred Common Stock

    → Common Stock (2,750 underlying)
    24,727

  • Stock Option (right to buy)

    Exercise: $5.07From: 2004-06-26Exp: 2013-06-26→ Common Stock (2,000 underlying)
    2,000

  • Stock Option (right to buy)

    Exercise: $3.13From: 2009-01-22Exp: 2018-01-22→ Common Stock (15,000 underlying)
    15,000

  • Stock Option (right to buy)

    Exercise: $3.78From: 2003-11-25Exp: 2012-11-25→ Common Stock (2,000 underlying)
    2,000

  • Common Stock

    48,811
Footnotes (6)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
  • [F2]Subject to certain restrictions, beginning on this date, options vest in two equal annual installments.
  • [F3]Each share of deferred common stock represents a right to receive one share of common stock.
  • [F4]The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company.
  • [F5]Pursuant to such plan, the reporting person elected to defer receipt of such shares and receive a cumulative total of 24,727 shares of deferred common stock which will all be accounted for under the Company's Non-Employee Director Deferred Compensation Plan.
  • [F6]The stock appreciation right becomes payable upon the reporting person's termination of service as a director of the Company. 2,750 were issued 4/8/2009 at a conversion price of $0.90, 2,750 were issued 7/1/2009 at a conversion price of $1.05, 2,750 were issued 10/1/2009 at a conversion price of $1.18, 2,750 were issued 1/4/2010 at a conversion price of $0.84, and 2,750 were issued 4/1/2010 at a conversion price of $1.85.

Documents

1 file

Issuer

NANOPHASE TECHNOLOGIES CORPORATION

CIK 0000883107

→
Entity typeother

Related Parties

1
  • filerCIK 0001194065

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 10:13 AM ET
Size
13.7 KB
View on SEC.gov