3//SEC Filing
INTERSOUTH AFFILIATES V LP 3
Accession 0001209191-10-023234
CIK 0001267602other
Filed
Apr 20, 8:00 PM ET
Accepted
Apr 21, 8:14 PM ET
Size
19.6 KB
Accession
0001209191-10-023234
Insider Transaction Report
Form 3
Intersouth Associates V, LLC
10% OwnerOther
Holdings
- (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (24,680 underlying) - (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (193,929 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (36,049 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (788,627 underlying) - (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (8,887 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (536,252 underlying)
Mumma Mitch
10% OwnerOther
Holdings
- (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (36,049 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (536,252 underlying) - (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (8,887 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (788,627 underlying) - (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (193,929 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (24,680 underlying)
Dougherty Dennis
10% OwnerOther
Holdings
- (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (8,887 underlying) - (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (193,929 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (36,049 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (536,252 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (788,627 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (24,680 underlying)
INTERSOUTH AFFILIATES V LP
10% OwnerOther
Holdings
- (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (24,680 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (788,627 underlying) - (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (193,929 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (36,049 underlying) - (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (8,887 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (536,252 underlying)
Intersouth Partners V, L.P.
10% OwnerOther
Holdings
- (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (8,887 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (536,252 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (36,049 underlying) - (indirect: See Footnote)
Series B Preferred Stock
→ Common Stock (24,680 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Common Stock (788,627 underlying) - (indirect: See Footnote)
Series C-1 Preferred Stock
→ Common Stock (193,929 underlying)
Footnotes (8)
- [F1]Immediately
- [F2]Not applicable.
- [F3]Reflects a 3.4-for-1 reverse stock split, effective as of immediately prior to the effectiveness of the Registration Statement on Form S-1 (File No. 333-162782).
- [F4]34,144 shares of Series A Preferred Stock will automatically convert into 36,049 shares of common stock, to occur upon the consummation of an underwritten public offering pursuant to an effective registration statement under the Securities Act of 1933.
- [F5]Each outstanding share of preferred stock will automatically convert into 1 share of common stock, to occur upon the consummation of an underwritten public offering pursuant to an effective registration statement under the Securities Act of 1933.
- [F6]746,946 shares of Series A Preferred Stock will automatically convert into 788,627 shares of common stock, to occur upon the consummation of an underwritten public offering pursuant to an effective registration statement under the Securities Act of 1933.
- [F7]The reportable securities are owned directly by Intersouth Affiliates V, L.P. ("IA V"). Intersouth Associates V, LLC ("IA V, LLC") is the general partner of IA V. IA V, LLC disclaims beneficial ownership of these securities and this report shall not be deemed an admission that IA V, LLC is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. Each of Mitch Mumma ("Mumma") and Dennis Dougherty ("Dougherty") are the member managers of IA V, LLC. Each of Mumma and Dougherty disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- [F8]The reportable securities are owned directly by Intersouth Partners V, L.P. ("IP V"). IA V, LLC is the general partner of IP V. IA V, LLC disclaims beneficial ownership of these securities and this report shall not be deemed an admission that IA V, LLC is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. Each of Mumma and Dougherty are the member managers of IA V, LLC. Each of Mumma and Dougherty disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
Documents
Issuer
ALIMERA SCIENCES INC
CIK 0001267602
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001110874
Filing Metadata
- Form type
- 3
- Filed
- Apr 20, 8:00 PM ET
- Accepted
- Apr 21, 8:14 PM ET
- Size
- 19.6 KB