4//SEC Filing
INTERSOUTH AFFILIATES V LP 4
Accession 0001209191-10-024397
CIK 0001267602other
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 7:37 PM ET
Size
37.8 KB
Accession
0001209191-10-024397
Insider Transaction Report
Form 4
Intersouth Associates V, LLC
10% OwnerOther
Transactions
- Purchase
Common Stock
2010-04-27$11.00/sh+86,935$956,285→ 1,605,743 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2010-04-27−36,049→ 0 total(indirect: See footnote)→ Common Stock (36,049 underlying) - Conversion
Common Stock
2010-04-27+36,049→ 36,049 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+788,627→ 788,627 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2010-04-27−788,627→ 0 total(indirect: See footnote)→ Common Stock (788,627 underlying) - Conversion
Common Stock
2010-04-27+8,887→ 69,616 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+24,680→ 60,729 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+536,252→ 1,324,879 total(indirect: See footnote) - Purchase
Common Stock
2010-04-27$11.00/sh+3,974$43,714→ 73,590 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2010-04-27−24,680→ 0 total(indirect: See footnote)→ Common Stock (24,680 underlying) - Conversion
Series C-1 Preferred Stock
2010-04-27−8,887→ 0 total(indirect: See footnote)→ Common Stock (8,887 underlying) - Conversion
Series B Preferred Stock
2010-04-27−536,252→ 0 total(indirect: See footnote)→ Common Stock (536,252 underlying) - Conversion
Common Stock
2010-04-27+193,929→ 1,518,808 total(indirect: See footnote) - Conversion
Series C-1 Preferred Stock
2010-04-27−193,929→ 0 total(indirect: See footnote)→ Common Stock (193,929 underlying)
Mumma Mitch
10% OwnerOther
Transactions
- Purchase
Common Stock
2010-04-27$11.00/sh+3,974$43,714→ 73,590 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2010-04-27−36,049→ 0 total(indirect: See footnote)→ Common Stock (36,049 underlying) - Conversion
Common Stock
2010-04-27+36,049→ 36,049 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+788,627→ 788,627 total(indirect: See footnote) - Conversion
Series C-1 Preferred Stock
2010-04-27−8,887→ 0 total(indirect: See footnote)→ Common Stock (8,887 underlying) - Conversion
Series B Preferred Stock
2010-04-27−536,252→ 0 total(indirect: See footnote)→ Common Stock (536,252 underlying) - Conversion
Common Stock
2010-04-27+8,887→ 69,616 total(indirect: See footnote) - Purchase
Common Stock
2010-04-27$11.00/sh+86,935$956,285→ 1,605,743 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+193,929→ 1,518,808 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2010-04-27−24,680→ 0 total(indirect: See footnote)→ Common Stock (24,680 underlying) - Conversion
Series A Preferred Stock
2010-04-27−788,627→ 0 total(indirect: See footnote)→ Common Stock (788,627 underlying) - Conversion
Series C-1 Preferred Stock
2010-04-27−193,929→ 0 total(indirect: See footnote)→ Common Stock (193,929 underlying) - Conversion
Common Stock
2010-04-27+536,252→ 1,324,879 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+24,680→ 60,729 total(indirect: See footnote)
Dougherty Dennis
10% OwnerOther
Transactions
- Conversion
Common Stock
2010-04-27+36,049→ 36,049 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+193,929→ 1,518,808 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2010-04-27−36,049→ 0 total(indirect: See footnote)→ Common Stock (36,049 underlying) - Purchase
Common Stock
2010-04-27$11.00/sh+3,974$43,714→ 73,590 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2010-04-27−24,680→ 0 total(indirect: See footnote)→ Common Stock (24,680 underlying) - Conversion
Series B Preferred Stock
2010-04-27−536,252→ 0 total(indirect: See footnote)→ Common Stock (536,252 underlying) - Purchase
Common Stock
2010-04-27$11.00/sh+86,935$956,285→ 1,605,743 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2010-04-27−788,627→ 0 total(indirect: See footnote)→ Common Stock (788,627 underlying) - Conversion
Common Stock
2010-04-27+8,887→ 69,616 total(indirect: See footnote) - Conversion
Series C-1 Preferred Stock
2010-04-27−8,887→ 0 total(indirect: See footnote)→ Common Stock (8,887 underlying) - Conversion
Common Stock
2010-04-27+24,680→ 60,729 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+788,627→ 788,627 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+536,252→ 1,324,879 total(indirect: See footnote) - Conversion
Series C-1 Preferred Stock
2010-04-27−193,929→ 0 total(indirect: See footnote)→ Common Stock (193,929 underlying)
INTERSOUTH AFFILIATES V LP
10% OwnerOther
Transactions
- Conversion
Common Stock
2010-04-27+788,627→ 788,627 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+193,929→ 1,518,808 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2010-04-27−24,680→ 0 total(indirect: See footnote)→ Common Stock (24,680 underlying) - Conversion
Series A Preferred Stock
2010-04-27−788,627→ 0 total(indirect: See footnote)→ Common Stock (788,627 underlying) - Conversion
Series C-1 Preferred Stock
2010-04-27−193,929→ 0 total(indirect: See footnote)→ Common Stock (193,929 underlying) - Conversion
Series A Preferred Stock
2010-04-27−36,049→ 0 total(indirect: See footnote)→ Common Stock (36,049 underlying) - Conversion
Common Stock
2010-04-27+36,049→ 36,049 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+24,680→ 60,729 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+8,887→ 69,616 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+536,252→ 1,324,879 total(indirect: See footnote) - Purchase
Common Stock
2010-04-27$11.00/sh+3,974$43,714→ 73,590 total(indirect: See footnote) - Purchase
Common Stock
2010-04-27$11.00/sh+86,935$956,285→ 1,605,743 total(indirect: See footnote) - Conversion
Series C-1 Preferred Stock
2010-04-27−8,887→ 0 total(indirect: See footnote)→ Common Stock (8,887 underlying) - Conversion
Series B Preferred Stock
2010-04-27−536,252→ 0 total(indirect: See footnote)→ Common Stock (536,252 underlying)
Intersouth Partners V, L.P.
10% OwnerOther
Transactions
- Conversion
Common Stock
2010-04-27+36,049→ 36,049 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+8,887→ 69,616 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+193,929→ 1,518,808 total(indirect: See footnote) - Purchase
Common Stock
2010-04-27$11.00/sh+86,935$956,285→ 1,605,743 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2010-04-27−24,680→ 0 total(indirect: See footnote)→ Common Stock (24,680 underlying) - Conversion
Series A Preferred Stock
2010-04-27−788,627→ 0 total(indirect: See footnote)→ Common Stock (788,627 underlying) - Conversion
Series C-1 Preferred Stock
2010-04-27−193,929→ 0 total(indirect: See footnote)→ Common Stock (193,929 underlying) - Conversion
Common Stock
2010-04-27+24,680→ 60,729 total(indirect: See footnote) - Conversion
Common Stock
2010-04-27+788,627→ 788,627 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2010-04-27−536,252→ 0 total(indirect: See footnote)→ Common Stock (536,252 underlying) - Conversion
Common Stock
2010-04-27+536,252→ 1,324,879 total(indirect: See footnote) - Purchase
Common Stock
2010-04-27$11.00/sh+3,974$43,714→ 73,590 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2010-04-27−36,049→ 0 total(indirect: See footnote)→ Common Stock (36,049 underlying) - Conversion
Series C-1 Preferred Stock
2010-04-27−8,887→ 0 total(indirect: See footnote)→ Common Stock (8,887 underlying)
Footnotes (8)
- [F1]34,144 shares of Series A Preferred Stock automatically converted into 36,049 shares of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
- [F2]The reportable securities are owned directly by Intersouth Affiliates V, L.P. ("IA V"). Intersouth Associates V, LLC ("IA V, LLC") is the general partner of IA V. IA V, LLC disclaims beneficial ownership of these securities and this report shall not be deemed an admission that IA V, LLC is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. Each of Mitch Mumma ("Mumma") and Dennis Dougherty ("Dougherty") are the member managers of IA V, LLC. Each of Mumma and Dougherty disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- [F3]Each outstanding share of preferred stock automatically converted into 1 share of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
- [F4]746,946 shares of Series A Preferred Stock automatically converted into 788,627 shares of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
- [F5]The reportable securities are owned directly by Intersouth Partners V, L.P. ("IP V"). IA V, LLC is the general partner of IP V. IA V, LLC disclaims beneficial ownership of these securities and this report shall not be deemed an admission that IA V, LLC is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. Each of Mitch Mumma ("Mumma") and Dennis Dougherty ("Dougherty") are the member managers of IA V, LLC. Each of Mumma and Dougherty disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- [F6]Reflects a 3.4-for-1 reverse stock split, effective as of immediately prior to the effectiveness of the Registration Statement on Form S-1 (File No. 333-162782).
- [F7]Immediately.
- [F8]Not applicable.
Documents
Issuer
ALIMERA SCIENCES INC
CIK 0001267602
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001110874
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 7:37 PM ET
- Size
- 37.8 KB