INTERSOUTH PARTNERS VI LP 4

Accession 0001209191-10-024399

CIK 0001267602other

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 7:41 PM ET

Size

22.3 KB

Accession

0001209191-10-024399

Form 4

Period: 2010-04-27

10% OwnerOther

Transactions

Conversion
Common Stock
2010-04-27+560,934→ 1,385,613 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2010-04-27−824,679→ 0 total(indirect: See footnote)
→ Common Stock (824,679 underlying)
Conversion
Series B Preferred Stock
2010-04-27−560,934→ 0 total(indirect: See footnote)
→ Common Stock (560,934 underlying)
Conversion
Common Stock
2010-04-27+576,859→ 1,962,472 total(indirect: See footnote)
Purchase
Common Stock
2010-04-27$11.00/sh+90,909$999,999→ 2,053,381 total(indirect: See footnote)
Conversion
Series C Preferred Stock
2010-04-27−576,859→ 0 total(indirect: See footnote)
→ Common Stock (576,859 underlying)
Conversion
Common Stock
2010-04-27+824,679→ 824,679 total(indirect: See footnote)

10% OwnerOther

Transactions

Conversion
Common Stock
2010-04-27+560,934→ 1,385,613 total(indirect: See footnote)
Conversion
Common Stock
2010-04-27+576,859→ 1,962,472 total(indirect: See footnote)
Purchase
Common Stock
2010-04-27$11.00/sh+90,909$999,999→ 2,053,381 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2010-04-27−560,934→ 0 total(indirect: See footnote)
→ Common Stock (560,934 underlying)
Conversion
Common Stock
2010-04-27+824,679→ 824,679 total(indirect: See footnote)
Conversion
Series C Preferred Stock
2010-04-27−576,859→ 0 total(indirect: See footnote)
→ Common Stock (576,859 underlying)
Conversion
Series A Preferred Stock
2010-04-27−824,679→ 0 total(indirect: See footnote)
→ Common Stock (824,679 underlying)

10% OwnerOther

Transactions

Conversion
Series B Preferred Stock
2010-04-27−560,934→ 0 total(indirect: See footnote)
→ Common Stock (560,934 underlying)
Conversion
Series C Preferred Stock
2010-04-27−576,859→ 0 total(indirect: See footnote)
→ Common Stock (576,859 underlying)
Conversion
Common Stock
2010-04-27+824,679→ 824,679 total(indirect: See footnote)
Conversion
Common Stock
2010-04-27+576,859→ 1,962,472 total(indirect: See footnote)
Conversion
Common Stock
2010-04-27+560,934→ 1,385,613 total(indirect: See footnote)
Purchase
Common Stock
2010-04-27$11.00/sh+90,909$999,999→ 2,053,381 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2010-04-27−824,679→ 0 total(indirect: See footnote)
→ Common Stock (824,679 underlying)

10% OwnerOther

Transactions

Conversion
Common Stock
2010-04-27+824,679→ 824,679 total(indirect: See footnote)
Purchase
Common Stock
2010-04-27$11.00/sh+90,909$999,999→ 2,053,381 total(indirect: See footnote)
Conversion
Common Stock
2010-04-27+576,859→ 1,962,472 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2010-04-27−824,679→ 0 total(indirect: See footnote)
→ Common Stock (824,679 underlying)
Conversion
Series B Preferred Stock
2010-04-27−560,934→ 0 total(indirect: See footnote)
→ Common Stock (560,934 underlying)
Conversion
Series C Preferred Stock
2010-04-27−576,859→ 0 total(indirect: See footnote)
→ Common Stock (576,859 underlying)
Conversion
Common Stock
2010-04-27+560,934→ 1,385,613 total(indirect: See footnote)

Footnotes (6)

[F1]781,092 shares of Series A Preferred Stock automatically converted into 824,679 shares of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
[F2]The reportable securities are owned directly by Intersouth Partners VI, L.P. ("IP VI"). Intersouth Associates VI, LLC ("IA VI, LLC") is the general partner of IP VI. IA VI, LLC disclaims beneficial ownership of these securities and this report shall not be deemed an admission that IA VI, LLC is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. Each of Mitch Mumma ("Mumma") and Dennis Dougherty ("Dougherty") are the member managers of IA VI, LLC. Each of Mumma and Dougherty disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
[F3]Each outstanding share of preferred stock automatically converted into 1 share of common stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
[F4]Reflects a 3.4-for-1 reverse stock split, effective as of immediately prior to the effectiveness of the Registration Statement on Form S-1 (File No. 333-162782).
[F5]Immediately.
[F6]Not applicable.

Documents

1 file

ALIMERA SCIENCES INC

CIK 0001267602

Entity typeother