4//SEC Filing
REGENT COMMUNICATIONS INC 4
Accession 0001209191-10-024554
CIK 0000913015operating
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 4:41 PM ET
Size
6.5 KB
Accession
0001209191-10-024554
Insider Transaction Report
Form 4
KAPLAN STEPHEN A
Director10% Owner
Transactions
- Sale
Common Stock
2010-04-27+1,000→ 1,000 total(indirect: By LLC)
Footnotes (2)
- [F1]On March 1, 2010, Regent Communcations, Inc. and certain of its subsidiaries filed their Joint Plan of Reorganiziation Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan") in the United States Bankruptcy Court for the District of Delaware. Pursuant to the Plan, certain holders of first lien claims exchanged their debt claims for equity in the Company. This equity was then exchanged for equity in Regent Holdings, LLC.
- [F2]The shares of Regent Communications, Inc. reported in Table I are owned directly by Regent Holdings, LLC. OCM Principal Opportunities Fund IV AIF (Delaware), L.P.("Fund IV") is the principal unitholder of Regent Holdings, LLC. Oaktree Capital Management, L.P. ("Oaktree") is the investment manager of Fund IV. As a result, Oaktree may be deemed to have beneficial ownership of the shares held directly by Regent Holdings, LLC. The reporting person is a Managing Director of Oaktree, a registered investment adviser under the Investment Advisers Act of 1940, as amended. By virtue of being a managing director of Oaktree, the reporting person may be deemed to have or share beneficial ownership of the shares beneficially owned by Fund IV. The reporting person disclaims beneficial ownership of these securities and the filing of this Form 4 shall not be construed as an admission that such person is the beneficial owner of any securities covered by this Form 4, except to the extent of any indirect pecuniary interest therein.
Documents
Issuer
REGENT COMMUNICATIONS INC
CIK 0000913015
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000913015
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 4:41 PM ET
- Size
- 6.5 KB