Walters John Clinton 4

Accession 0001209191-10-025582

CIK 0000874766other

View on SEC.gov Company Profile

Filed

May 4, 8:00 PM ET

Accepted

May 5, 7:27 PM ET

Size

35.0 KB

Accession

0001209191-10-025582

Insider Transaction Report

Form 4

Period: 2010-05-03

HARTFORD FINANCIAL SERVICES GROUP INC/DEHIG

Walters John Clinton

Executive Vice President

Transactions

Award
Deferred Units
2010-05-03$28.99/sh+10,305.278$298,750→ 10,305.278 total
Exp: 2012-05-03→ Common Stock (10,305.278 underlying)
Tax Payment
Deferred Units
2010-05-03$28.99/sh−215.34$6,243→ 10,089.938 total
→ Common Stock (215.34 underlying)

Holdings

Stock Options
Exercise: $74.88Exp: 2018-02-26→ Common Stock (38,240 underlying)
38,240
Restricted Units
Exp: 2013-02-25→ Common Stock (44,448.225 underlying)
44,448.225
Restricted Stock Units
14,029.278
Common Stock
28,085.387
Stock Options
Exercise: $93.69Exp: 2017-02-27→ Common Stock (15,791 underlying)
15,791
Stock Options
Exercise: $65.99Exp: 2014-02-20→ Common Stock (7,586 underlying)
7,586
Stock Options
Exercise: $83.00Exp: 2016-02-15→ Common Stock (15,913 underlying)
15,913
Stock Options
Exercise: $7.04Exp: 2019-02-25→ Common Stock (148,548 underlying)
148,548
Deferred Units
Exp: 2012-02-25→ Common Stock (12,035.02 underlying)
12,035.02
Restricted Units
Exp: 2009-11-05→ Common Stock (19,352.453 underlying)
19,352.453
Stock Options
Exercise: $71.27Exp: 2015-02-19→ Common Stock (14,872 underlying)
14,872
Stock Options
Exercise: $92.69Exp: 2017-07-30→ Common Stock (3,538 underlying)
3,538
Restricted Units
Exp: 2012-02-25→ Common Stock (70,979.918 underlying)
70,979.918
Restricted Stock
8,000
Deferred Units
Exp: 2011-11-05→ Common Stock (6,077.419 underlying)
6,077.419

Footnotes (13)

[F1]The option became fully exercisable on February 18, 2007, the third anniversary of the grant date.
[F10]Each deferred unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the second anniversary of the grant date for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
[F11]Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the later to occur of (i) February 25, 2013 or (ii) the date the value of such restricted units can be paid in accordance with applicable law (the "valuation date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the valuation date as reported on the New York Stock Exchange.
[F12]One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
[F13]Transaction involving a disposition to the company of deferred units in satisfaction of tax withholding obligations in connection with the vesting of deferred units.
[F2]The option became fully exercisable on February 17, 2008, the third anniversary of the grant date.
[F3]The option became fully exercisable on February 15, 2009, the third anniversary of the grant date.
[F4]The option became fully exercisable on February 27, 2010, the third anniversary of the grant date.
[F5]One-third of the option became exercisable on July 30, 2008, an additional one-third of the option became exercisable on July 30, 2009, and the remaining one-third of the option will become exercisable on July 30, 2010, the third anniversary of the grant date.
[F6]The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant.
[F7]The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The closing price condition to vesting has been met.
[F8]Each restricted unit will be settled in cash on the expiration date for an amount equal to the company's closing stock price on the New York Stock Exchange on the expiration date.
[F9]Each restricted unit will be settled in cash as soon as practicable after, and in any event within 90 days after, the later to occur of (i) November 05, 2012 or (ii) the date the value of such restricted units can be paid in accordance with applicable law (the "valuation date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the company's common stock on the valuation date as reported on the New York Stock Exchange.

Documents

2 files

Issuer

HARTFORD FINANCIAL SERVICES GROUP INC/DE

CIK 0000874766

→

Entity typeother

Related Parties

filerCIK 0001403479

Filing Metadata

Form type: 4
Filed: May 4, 8:00 PM ET
Accepted: May 5, 7:27 PM ET
Size: 35.0 KB

View on SEC.gov