4//SEC Filing
Skokos Theodore C 4
Accession 0001209191-10-028042
CIK 0000824068other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 6:03 PM ET
Size
14.4 KB
Accession
0001209191-10-028042
Insider Transaction Report
Form 4
ATS MEDICAL INCATSI
Skokos Theodore C
Director
Transactions
- Exercise/Conversion
Common Stock
2010-05-12+21,327→ 1,171,832 total - Exercise/Conversion
Restricted Stock Unit
2010-05-12−21,327→ 0 totalExercise: $0.00From: 2010-06-30Exp: 2010-06-30→ Common Stock (21,327 underlying) - Award
Restricted Stock Unit
2010-05-12+11,392→ 11,392 totalExercise: $0.00From: 2012-06-30Exp: 2012-06-30→ Common Stock (11,392 underlying)
Holdings
- 2,227,956(indirect: By 3F Partners I)
Common Stock
- 1,761,283(indirect: By 3F Partners II)
Common Stock
- 0(indirect: Cardiac Concepts)
Common Stock
- 15,901
Restricted Stock Unit
Exercise: $0.00From: 2011-06-30Exp: 2011-06-30→ Common Stock (15,901 underlying)
Footnotes (4)
- [F1]These two line items represent 368,188 shares previously shown as held indirectly through a corporation called Cardiac Concepts of which Mr. Skokos is the President. All of the shares held by Cardiac Concepts were distributed to its shareholders on January 20,2010. Mr. Skokos received 128,866 shares in this distribution which represented his pecuniary interest in the corporation. The remaining 239,322 shares held by Cardiac Concepts were distributed to the other shareholders of Cardiac Concepts. Mr. Skokos had no pecuniary interest in these 239,322 shares.
- [F2]Reporting person is (a) president and sole stockholder of 3F Management, Inc., the general partner of 3F Partners Limited Partnership, (b) managing and sole member of 3F Management II, LLC, the general partner of 3F Partners Limited Partnership II, and (c) the president and beneficial owner of Cardiac Concepts, Inc.
- [F3]1 unit for 1 share of Common Stock.
- [F4]Vests as to 100% on the earlier of this date, or the date of the second annual meeting following the date of grant.
Documents
Issuer
ATS MEDICAL INC
CIK 0000824068
Entity typeother
Related Parties
1- filerCIK 0001376672
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 6:03 PM ET
- Size
- 14.4 KB