Home/Filings/4/0001209191-10-028138
4//SEC Filing

Morrisson Mark 4

Accession 0001209191-10-028138

CIK 0001279695other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 1:18 PM ET

Size

17.4 KB

Accession

0001209191-10-028138

Insider Transaction Report

Form 4
Period: 2010-05-13
Morrisson Mark
DirectorManaging Director/C.E.O.
Transactions
  • Award

    Common Stock

    2010-05-13$1000.00/sh+581$581,000581 total
  • Award

    Stock Option (Right to Buy)

    2010-05-13+37,50037,500 total
    Exercise: $0.00Exp: 2019-05-14Common Stock (37,500 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-05-13+150,000150,000 total
    Exercise: $1.72Exp: 2019-11-09Common Stock (150,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-05-13+142,500142,500 total
    Exercise: $0.00Exp: 2019-06-28Common Stock (142,500 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $0.26Exp: 2015-12-31Common Stock (960,560 underlying)
    960,560
  • Stock Option (Right to Buy)

    Exercise: $0.89Exp: 2018-03-16Common Stock (150,000 underlying)
    150,000
  • Stock Option (Right to Buy)

    Exercise: $1.18Exp: 2017-03-22Common Stock (45,000 underlying)
    45,000
Footnotes (10)
  • [F1]The prices reported are stated in Australian dollars.
  • [F10]The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.
  • [F2]On November 10, 2009, the board of directors approved the grant of these options subject to shareholder approval. Such shareholder approval was received on May 13, 2010.
  • [F3]The stock options vest and become exercisable in three equal traches on 12/31/10, 12/31/11 and 12/31/12.
  • [F4]On June 29, 2009, the board of directors approved the grant of these options subject to shareholder approval. Such shareholder approval was received on May 13, 2010.
  • [F5]14,167 stock options vest and become exercisable on 12/31/10, 30,000 stock options vest and become exercisable on 12/31/11, 47,500 stock options vest and become exercisable on 12/31/12, 33,333 stock options vest and become exercisable on 12/31/13 and 17,500 stock options vest and become exercisable on 12/31/14.
  • [F6]On May15, 2009, the board of directors approved the grant of these options subject to shareholder approval. Such shareholder approval was received on May 13, 2010.
  • [F7]12,500 vested and became exercisable on 12/31/09, 12,500 stock options vest and become exercisable on 12/31/10, 12,500 stock options vest and become exercisable on 12/31/11.
  • [F8]1/3 of the stock options vested and became exercisable on 12/31/08, 1/3 of the stock options vested and became exercisable on 12/31/09, and 1/3 of the stock options vest and become exercisable on 12/31/10.
  • [F9]1/3 of the stock options vested and became exercisable on 07/1/06. 1/2 of the remaining stock options vested and became exercisable on 07/01/07. The remaining stock options vested and become exercisable on 07/01/08.

Issuer

UNIVERSAL BIOSENSORS INC

CIK 0001279695

Entity typeother

Related Parties

1
  • filerCIK 0001397503

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 1:18 PM ET
Size
17.4 KB