4//SEC Filing
Morrisson Mark 4
Accession 0001209191-10-028138
CIK 0001279695other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 1:18 PM ET
Size
17.4 KB
Accession
0001209191-10-028138
Insider Transaction Report
Form 4
Morrisson Mark
DirectorManaging Director/C.E.O.
Transactions
- Award
Common Stock
2010-05-13$1000.00/sh+581$581,000→ 581 total - Award
Stock Option (Right to Buy)
2010-05-13+37,500→ 37,500 totalExercise: $0.00Exp: 2019-05-14→ Common Stock (37,500 underlying) - Award
Stock Option (Right to Buy)
2010-05-13+150,000→ 150,000 totalExercise: $1.72Exp: 2019-11-09→ Common Stock (150,000 underlying) - Award
Stock Option (Right to Buy)
2010-05-13+142,500→ 142,500 totalExercise: $0.00Exp: 2019-06-28→ Common Stock (142,500 underlying)
Holdings
- 960,560
Stock Option (Right to Buy)
Exercise: $0.26Exp: 2015-12-31→ Common Stock (960,560 underlying) - 150,000
Stock Option (Right to Buy)
Exercise: $0.89Exp: 2018-03-16→ Common Stock (150,000 underlying) - 45,000
Stock Option (Right to Buy)
Exercise: $1.18Exp: 2017-03-22→ Common Stock (45,000 underlying)
Footnotes (10)
- [F1]The prices reported are stated in Australian dollars.
- [F10]The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.
- [F2]On November 10, 2009, the board of directors approved the grant of these options subject to shareholder approval. Such shareholder approval was received on May 13, 2010.
- [F3]The stock options vest and become exercisable in three equal traches on 12/31/10, 12/31/11 and 12/31/12.
- [F4]On June 29, 2009, the board of directors approved the grant of these options subject to shareholder approval. Such shareholder approval was received on May 13, 2010.
- [F5]14,167 stock options vest and become exercisable on 12/31/10, 30,000 stock options vest and become exercisable on 12/31/11, 47,500 stock options vest and become exercisable on 12/31/12, 33,333 stock options vest and become exercisable on 12/31/13 and 17,500 stock options vest and become exercisable on 12/31/14.
- [F6]On May15, 2009, the board of directors approved the grant of these options subject to shareholder approval. Such shareholder approval was received on May 13, 2010.
- [F7]12,500 vested and became exercisable on 12/31/09, 12,500 stock options vest and become exercisable on 12/31/10, 12,500 stock options vest and become exercisable on 12/31/11.
- [F8]1/3 of the stock options vested and became exercisable on 12/31/08, 1/3 of the stock options vested and became exercisable on 12/31/09, and 1/3 of the stock options vest and become exercisable on 12/31/10.
- [F9]1/3 of the stock options vested and became exercisable on 07/1/06. 1/2 of the remaining stock options vested and became exercisable on 07/01/07. The remaining stock options vested and become exercisable on 07/01/08.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001397503
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 1:18 PM ET
- Size
- 17.4 KB