FISHMAN MARTIN A 4

Accession 0001209191-10-028332

CIK 0000911635other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 6:01 PM ET

Size

24.3 KB

Accession

0001209191-10-028332

Form 4

Period: 2010-05-13

VP, Secretary& General Counsel

Transactions

Exercise/Conversion
Employee Stock Options
2010-05-17−60,996→ 128,249 total
Exercise: $8.69From: 2006-02-28Exp: 2011-02-28→ Common Shares (60,996 underlying)
Exercise/Conversion
Common Shares, without par value
2010-05-14$8.69/sh+4,836$42,025→ 128,451 total
Sale
Common Shares, without par value
2010-05-14$13.41/sh−4,836$64,865→ 123,615 total
Sale
Common Shares, without par value
2010-05-17$13.30/sh−60,996$811,259→ 123,615 total
Exercise/Conversion
Employee Stock Options
2010-05-13−5,919→ 194,081 total
Exercise: $8.69From: 2006-02-28Exp: 2011-02-28→ Common Shares (5,919 underlying)
Exercise/Conversion
Common Shares, without par value
2010-05-13$8.06/sh+25,047$201,941→ 148,662 total
Exercise/Conversion
Common Shares, without par value
2010-05-13$8.69/sh+5,919$51,436→ 154,581 total
Exercise/Conversion
Common Shares, without par value
2010-05-17$8.69/sh+60,996$530,055→ 184,611 total
Sale
Common Shares, without par value
2010-05-13$13.67/sh−30,966$423,237→ 123,615 total
Exercise/Conversion
Employee Stock Options
2010-05-14−4,836→ 189,245 total
Exercise: $8.69From: 2006-02-28Exp: 2011-02-28→ Common Shares (4,836 underlying)
Exercise/Conversion
Employee Stock Options
2010-05-13−25,047→ 0 total
Exercise: $8.06From: 2001-08-16Exp: 2010-08-16→ Common Share (25,047 underlying)

Footnotes (4)

[F1]These shares were sold pursuant to cashless exercise of stock options.
[F2]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.60 - $13.88. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
[F3]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.40 - $13.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
[F4]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.25 - $13.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Documents

1 file

ASSOCIATED ESTATES REALTY CORP

CIK 0000911635

Entity typeother