TSUKAMOTO ANN 4
4 · STEMCELLS INC · Filed May 19, 2010
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
TSUKAMOTO ANN
EVP, Research and Development
Transactions
- Tax Payment
Common Stock
2010-05-15$1.09/sh−12,058$13,143→ 186,683 total
Holdings
- 22,834(indirect: By Trust)
Common Stock
- 44,596(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Includes (1) 70,000 restricted stock units, with 23,333 vesting on each of May 15, 2011, May 15, 2012 and May 15, 2013 and (2) 68,750 restricted stock units, vesting on March 10, 2011.
- [F2]22,834 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
- [F3]Shares held in 401(k) account, in accordance with issuer's employer-match policies.