4//SEC Filing
Roadrunner Transportation Systems, Inc. 4
Accession 0001209191-10-029454
CIK 0001440024operating
Filed
May 19, 8:00 PM ET
Accepted
May 20, 6:56 PM ET
Size
16.0 KB
Accession
0001209191-10-029454
Insider Transaction Report
Form 4
Eos Capital Partners III L P
10% Owner
Transactions
- Conversion
Common Stock
2010-05-18+2,986,279→ 2,986,279 total - Conversion
Common Stock
2010-05-18+367,082→ 367,082 total - Conversion
Series B Convertible Preferred Stock
2010-05-18−298,628→ 0 total→ Common Stock (367,082 underlying) - Other
Warrants
2010-05-18+559,928→ 559,928 totalExercise: $8.37Exp: 2017-12-11→ Common Stock (559,928 underlying)
Eos Partners, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2010-05-18+367,082→ 367,082 total - Conversion
Common Stock
2010-05-18+2,986,279→ 2,986,279 total - Conversion
Series B Convertible Preferred Stock
2010-05-18−298,628→ 0 total→ Common Stock (367,082 underlying) - Other
Warrants
2010-05-18+559,928→ 559,928 totalExercise: $8.37Exp: 2017-12-11→ Common Stock (559,928 underlying)
Footnotes (9)
- [F1]The convertible preferred stock was convertible at any time, at the holder's election, and had no expiration date. Immediately prior to the consummation of the initial public offering of the issuer, the convertible preferred stock was converted into common stock for no additional consideration. Accrued and unpaid dividends on the convertible preferred stock were converted into shares of common stock upon conversion of the convertible preferred stock. Dividends accrued at a rate of 15% per annum, compounding quarterly.
- [F2]Represents 285,223 shares of common stock held by Eos Capital Partners III, L.P. ("ECP III") and 81,859 shares of common stock held by Eos Partners, L.P. ("Eos Partners").
- [F3]ECP III, LLC is the general partner of ECP General III, L.P., the general partner of ECP III. Eos General, L.L.C. is the general partner of Eos Partners. Because each of these funds is ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- [F4]Immediately prior to the consummation of the initial public offering of the issuer, the Class A common stock was converted into common stock for no additional consideration.
- [F5]Represents 2,320,161 shares of common stock held by ECP III and 666,118 shares of common stock held by Eos Partners.
- [F6]Represents 232,034 shares of common stock issued upon conversion of the convertible preferred stock that was held by ECP III and 66,594 shares of common stock issued upon the conversion of convertible preferred stock that was held by Eos Partners.
- [F7]Immediately prior to the consummation of the initial public offering of the issuer, the Class A common stock previously issuable upon the exercise of the warrant was converted into common stock for no additional consideration.
- [F8]The warrants are exercisable at any time prior to the expiration date, at the holder's election.
- [F9]Represents 435,101 shares of common stock issuable upon exercise of warrants held by ECP III and 124,827 shares of common stock issuable upon exercise of warrants held by Eos Partners.
Documents
Issuer
Roadrunner Transportation Systems, Inc.
CIK 0001440024
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001440024
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 6:56 PM ET
- Size
- 16.0 KB