4//SEC Filing
Stewart John O. 4
Accession 0001209191-10-030117
CIK 0001418135other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 5:55 PM ET
Size
14.8 KB
Accession
0001209191-10-030117
Insider Transaction Report
Form 4
Stewart John O.
DirectorExecutive Vice President & CFO
Transactions
- Other
Restricted Stock Units
2010-05-21−0→ 23,659 total→ Common Stock (23,659 underlying) - Other
Employee Stock Option
2010-05-21−0→ 76,892 totalExercise: $25.36Exp: 2010-08-19→ Common Stock (25,630 underlying) - Other
Restricted Stock Units
2010-05-21−27,760→ 18,975 total→ Common Stock (27,760 underlying) - Other
Employee Stock Option
2010-05-21−44,895→ 30,688 totalExercise: $13.48Exp: 2010-08-19→ Common Stock (44,895 underlying)
Footnotes (6)
- [F1]Reporting Person left the employ of the Issuer on May 21, 2010 (the Separation Date"). Pursuant to the terms of the Nonqualified Stock Option Agreement executed in connection with the option grant made by the Issuer to the Reporting Person on May 7, 2008 (the "2008 Option Agreement"), options to purchase 982 shares of the Issuer's common stock (the "Stock") vested on the Separation Date. Pursuant to the terms of the Separation Agreement (the "Agreement") between the Issuer and Reporting Person, the vesting of the remaining options to purchase 24,648 shares of Stock (that were the subject of the 2008 Option Agreement) was accelerated and those options vested on the Separation Date.
- [F2]Pursuant to the Nonqualified Stock Option Agreement executed in connection with the grant made by the Issuer to the Reporting Person on March 2, 2009 and the Separation Agreement, options to purchase 5,493 shares of stock vested on the Separation Date and the remaining unvested options to purchase 44,895 shares of stock were forfeited.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008.
- [F4]Pursuant to the terms of the Restricted Stock Unit Agreement (the "2008 RSU Agreement") executed in connection with the award made by the Issuer to the Reporting Person on May 7, 2008, 16,075 stock units vested on the Separation Date. Pursuant to the terms of the Separation Agreement, the vesting of the remaining 7,584 stock units (that were the subject of the 2008 RSU Agreement) was accelerated and vested on the Separation Date.
- [F5]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- [F6]Pursuant to the terms of the Restricted Stock Unit Agreement (the "2009 RSU Agreement") executed in connection with the award made by the Issuer to the Reporting Person on March 2, 2009 and the Separation Agreement, 18,975 restricted stock units vested on the Separation Date. Pursuant to the 2009 RSU Agreement, the remaining unvested 27,760 restricted stock units (that were the subject of the 2009 RSU Agreement) were forfeited.
Documents
Issuer
Dr Pepper Snapple Group, Inc.
CIK 0001418135
Entity typeother
Related Parties
1- filerCIK 0001432441
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 5:55 PM ET
- Size
- 14.8 KB