Home/Filings/4/0001209191-10-031271
4//SEC Filing

FERRI PAUL J 4

Accession 0001209191-10-031271

CIK 0001132484other

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 3:21 PM ET

Size

16.3 KB

Accession

0001209191-10-031271

Insider Transaction Report

Form 4
Period: 2010-05-27
FERRI PAUL J
Director10% Owner
Transactions
  • Other

    Common Stock

    2010-05-27+67,124152,026 total
  • Other

    Common Stock

    2010-05-272,851,3450 total(indirect: By Matrix Partners VI, L.P.)
  • Other

    Common Stock

    2010-05-27670,9030 total(indirect: By LLC)
  • Other

    Common Stock

    2010-05-27947,7183,529 total(indirect: By Partnership)
  • Other

    Common Stock

    2010-05-27318,6800 total(indirect: By Partnership)
Holdings
  • Common Stock

    (indirect: By LLC)
    765
  • Common Stock

    (indirect: By Matrix Partners VIII, L.P.)
    347,083
Footnotes (9)
  • [F1]Pro-rata distribution in kind and without consideration to the partners of Matrix Partners VI, L.P.
  • [F2]Mr. Ferri is a Managing Member of Matrix VI Management Co., L.L.C., which serves as the general partner of Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P., and Matrix VI Parallel Partnership-B, L.P. Mr. Ferri, by virtue of his management position in Matrix VI Management Co., L.L.C., has sole voting and dispositive power with respect to the shares held by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P., and Matrix VI Parallel Partnership-B, L.P. Mr. Ferri disclaims beneficial ownership of the securities held by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P. and Matrix VI Parallel Partnership-B, L.P., except to the extent of his pecuniary interest therein.
  • [F3]Pro-rata distribution in kind and without consideration to the partners of Matrix VI Parallel Partnership-A, L.P.
  • [F4]Pro-rata distribution in kind and without consideration to the partners of Matrix VI Parallel Partnership-B, L.P.
  • [F5]Re-registration of shares by Weston & Co. VI LLC for no consideration in the names of the beneficial owners of those shares.
  • [F6]Mr. Ferri is authorized by the sole member of Weston & Co. VI LLC to take any action as directed by the underlying beneficial owners with respect to the shares held by this entity, and Mr. Ferri disclaims beneficial ownership of such shares. Mr. Ferri does not have sole or shared voting or investment control with respect to any of the shares held by Weston & Co. VI LLC.
  • [F7]Change from indirect to direct ownership upon a distribution of shares by Matrix Partners VI, L.P., Matrix VI Parallel Partnership-A, L.P. and Matrix VI Parallel Partnership-B, L.P., which shares were previously reported as indirectly beneficially owned by Mr. Ferri.
  • [F8]Mr. Ferri is a Managing Member of Matrix VIII US Management Co., L.L.C. which serves as the general partner of Matrix Partners VIII, L.P. Mr Ferri by virtue of his management position in Matrix VIII US Management Co., L.L.C., has sole voting and dispositive power with respect to the shares held by Matrix Partners VIII, L.P. Mr. Ferri disclaims beneficial ownership of the securities held by Matrix Partners VIII, L.P. except to the extent of his pecuniary interest therein.
  • [F9]Mr. Ferri is authorized by the sole member of Weston & Co. VIII LLC to take any action as directed by the underlying beneficial owners with respect to the shares held by this entity, and Mr. Ferri disclaims beneficial ownership of such shares. Mr. Ferri does not have sole or shared voting or investment control with respect to any of the shares held by Weston & Co. VIII LLC.

Issuer

NETEZZA CORP

CIK 0001132484

Entity typeother

Related Parties

1
  • filerCIK 0001012501

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 3:21 PM ET
Size
16.3 KB