4//SEC Filing
Maloney Thomas J. 4
Accession 0001209191-10-031419
CIK 0000879526other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 9:12 PM ET
Size
15.5 KB
Accession
0001209191-10-031419
Insider Transaction Report
Form 4
Lincolnshire Equity Fund III, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2010-05-27$0.01/sh+16,137,500$161,375→ 16,137,500 total(indirect: See Footnotes) - Sale
Common Stock
2010-05-28$6.21/sh−16,137,500$100,173,531→ 0 total(indirect: See Footnotes) - Exercise of In-Money
Warrant (right to buy)
2010-05-27−16,137,500→ 9,355,865 total(indirect: See Footnotes)Exercise: $0.01From: 2009-08-03Exp: 2019-08-03→ Common Stock (16,137,500 underlying)
Trailer Investments, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2010-05-27$0.01/sh+16,137,500$161,375→ 16,137,500 total(indirect: See Footnotes) - Exercise of In-Money
Warrant (right to buy)
2010-05-27−16,137,500→ 9,355,865 total(indirect: See Footnotes)Exercise: $0.01From: 2009-08-03Exp: 2019-08-03→ Common Stock (16,137,500 underlying) - Sale
Common Stock
2010-05-28$6.21/sh−16,137,500$100,173,531→ 0 total(indirect: See Footnotes)
Maloney Thomas J.
Director10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2010-05-27−16,137,500→ 9,355,865 total(indirect: See Footnotes)Exercise: $0.01From: 2009-08-03Exp: 2019-08-03→ Common Stock (16,137,500 underlying) - Sale
Common Stock
2010-05-28$6.21/sh−16,137,500$100,173,531→ 0 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock
2010-05-27$0.01/sh+16,137,500$161,375→ 16,137,500 total(indirect: See Footnotes)
Transactions
- Sale
Common Stock
2010-05-28$6.21/sh−16,137,500$100,173,531→ 0 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock
2010-05-27$0.01/sh+16,137,500$161,375→ 16,137,500 total(indirect: See Footnotes) - Exercise of In-Money
Warrant (right to buy)
2010-05-27−16,137,500→ 9,355,865 total(indirect: See Footnotes)Exercise: $0.01From: 2009-08-03Exp: 2019-08-03→ Common Stock (16,137,500 underlying)
Lincolnshire Equity III, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2010-05-27$0.01/sh+16,137,500$161,375→ 16,137,500 total(indirect: See Footnotes) - Exercise of In-Money
Warrant (right to buy)
2010-05-27−16,137,500→ 9,355,865 total(indirect: See Footnotes)Exercise: $0.01From: 2009-08-03Exp: 2019-08-03→ Common Stock (16,137,500 underlying) - Sale
Common Stock
2010-05-28$6.21/sh−16,137,500$100,173,531→ 0 total(indirect: See Footnotes)
Footnotes (3)
- [F1]Thomas J. Maloney ("Mr. Maloney") holds a majority of the voting power of Lincolnshire Equity III, LLC ("Equity III"). Equity III is the general partner of Lincolnshire Equity Partners III, L.P., which is the general partner of Lincolnshire Equity Fund III, L.P., which is the sole member of Trailer Investments, LLC ("Trailer"), which directly owns the warrant and shares disclosed above.
- [F2]Mr. Maloney disclaims beneficial ownership of the securities held by each of the entities referred to in the foregoing footnote except to the extent of his pecuniary interest therein.
- [F3]Trailer executed a partial cashless exercise of the warrant on May 27, 2010, and received 16,137,500 shares of common stock of the issuer. Following the partial cashless exercise of the warrant and the issuance of a replacement warrant, the warrant remains exercisable for 9,355,865 shares of common stock of the issuer, including 750,000 shares pursuant to agreement with the issuer and 3,541 shares of common stock received pursuant to the anti-dilution adjustment provisions of the warrant, which number of shares is subject to adjustment pursuant to the terms of the warrant.
Documents
Issuer
WABASH NATIONAL CORP /DE
CIK 0000879526
Entity typeother
Related Parties
1- filerCIK 0001469233
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 9:12 PM ET
- Size
- 15.5 KB