XATA CORP /MN/|4Jun 2, 3:40 PM ET

TRIDENT CAPITAL FUND V LP 4

4 · XATA CORP /MN/ · Filed Jun 2, 2010

Form 4

Period: 2010-05-31

10% Owner

Transactions

Other
Series B Preferred Stock
2010-05-31+36,518→ 1,867,421 total(indirect: See footnote.)
→ Common stock, $0.01 par value (36,518 underlying)
Other
Series B Preferred Stock
2010-05-31+2,774→ 141,876 total(indirect: See footnote.)
→ Common stock, $0.01 par value (2,774 underlying)
Other
Series B Preferred Stock
2010-05-31+1,057→ 54,051 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,057 underlying)
Other
Series B Preferred Stock
2010-05-31+212→ 10,853 total(indirect: See footnote.)
→ Common stock, $0.01 par value (212 underlying)
Other
Series B Preferred Stock
2010-05-31+203→ 10,356 total(indirect: See footnote.)
→ Common stock, $0.01 par value (203 underlying)

Footnotes (9)

[F1]Each share of Series B Preferred Stock is immediately convertible into one (1) share of the issuer's common stock.
[F2]Issued pursuant to the payment of a dividend to Series B Preferred Stockholders.
[F3]Not applicable.
[F4]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. and TCMV may be deemed to be the benefical owner of the shares held by each of the Trident entities, though TCMV disclaims benefical ownership of the reported securities except to the extent of it pecuniary interest therein.
[F5]These securities are owned by Trident Capital Fund-V, L.P.
[F6]These securities are owned by Trident Capital Fund-V Affiliates Fund, L.P.
[F7]These securities are owned by Trident Capital Fund-V Affiliates Fund (Q), L.P.
[F8]These securities are owned by Trident Capital Fund-V Principals Fund, L.P.
[F9]These securities are owned by Trident Capital Parallel Fund-V, C.V.

Documents

1 file