4//SEC Filing
Paz Ramon 4
Accession 0001209191-10-032737
CIK 0001389072other
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 5:31 PM ET
Size
18.7 KB
Accession
0001209191-10-032737
Insider Transaction Report
Form 4
Paz Ramon
VP, Quality Assurance
Transactions
- Exercise/Conversion
Common Stock
2010-06-04$21.89/sh+5,714$125,079→ 6,142 total - Exercise/Conversion
Common Stock
2010-06-04$32.10/sh+213$6,837→ 6,355 total - Sale
Common Stock
2010-06-04$61.35/sh−5,927$363,621→ 428 total - Exercise/Conversion
Stock Option (right to buy)
2010-06-04−2,857→ 3,142 totalExercise: $21.89From: 2009-07-02Exp: 2017-11-16→ Common Stock (2,857 underlying) - Exercise/Conversion
Stock Option (right to buy)
2010-06-04−2,857→ 285 totalExercise: $21.89From: 2010-02-22Exp: 2017-11-16→ Common Stock (2,857 underlying) - Exercise/Conversion
Stock Option (right to buy)
2010-06-04−213→ 72 totalExercise: $32.10Exp: 2016-07-25→ Common Stock (213 underlying)
Holdings
- 1,429
Restricted Stock Unit
From: 2011-02-22Exp: 2018-08-13→ Common Stock (1,429 underlying) - 25,000
Restricted Stock Unit
Exp: 2019-09-16→ Common Stock (25,000 underlying)
Footnotes (8)
- [F1]The purchase price of US$21.89 has been converted from AU$26.25 at the spot rate on June 4, 2010.
- [F2]The purchase price of US$32.10 has been converted from AU$38.50 at the spot rate on June 4, 2010.
- [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $61.09 to $61.69. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]The exercise price of US$21.89 has been converted from AU$26.25 at the spot rate on June 4, 2010.
- [F5]The exercise price of US$32.10 has been converted from AU$38.50 at the spot rate on June 4, 2010.
- [F6]The options became exercisable in three equal installments on July 25, 2007, 2008 and 2009.
- [F7]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F8]The restricted stock units become exercisable in three equal installments on September 16, 2010, September 16, 2011 and September 16, 2012, respectively.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeother
Related Parties
1- filerCIK 0001419222
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 5:31 PM ET
- Size
- 18.7 KB