TSUKAMOTO ANN 4
4 · STEMCELLS INC · Filed Jun 24, 2010
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
TSUKAMOTO ANN
EVP, Research and Development
Transactions
- Award
Common Stock
2010-06-01+700,000→ 886,683 total - Award
Stock Option (right to purchase)
2010-06-01+200,000→ 200,000 totalExercise: $1.02From: 2011-06-01Exp: 2020-06-01→ Common Stock (200,000 underlying)
Holdings
- 22,834(indirect: By Trust)
Common Stock
- 45,028(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Includes (1) 700,000 restricted stock units, with 233,333 vesting on each of June 1, 2011, June 1, 2012 and June 1, 2013; (2) 70,000 restricted stock units, with 23,333 vesting on each of May 15, 2011, May 15, 2012 and May 15, 2013; and (3) 68,750 restricted stock units, vesting on March 10, 2011.
- [F2]22,834 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
- [F3]Shares held in 401(k) account in accordance with issuer's employer-match policies.
- [F4]Employee stock option; vests 1/4 on the first anniversary of the grant and 1/48 per month thereafter.