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4//SEC Filing

TSUKAMOTO ANN 4

Accession 0001209191-10-035688

CIK 0000883975other
View on SEC.govCompany Profile

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 9:08 PM ET

Size

9.4 KB

Accession

0001209191-10-035688

Insider Transaction Report

Form 4
Period: 2010-06-01
STEMCELLS INCSTEM
TSUKAMOTO ANN
EVP, Research and Development
Transactions
  • Award

    Common Stock

    2010-06-01+700,000→ 886,683 total
  • Award

    Stock Option (right to purchase)

    2010-06-01+200,000→ 200,000 total
    Exercise: $1.02From: 2011-06-01Exp: 2020-06-01→ Common Stock (200,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    22,834

  • Common Stock

    (indirect: By 401(k))
    45,028
Footnotes (4)
  • [F1]Includes (1) 700,000 restricted stock units, with 233,333 vesting on each of June 1, 2011, June 1, 2012 and June 1, 2013; (2) 70,000 restricted stock units, with 23,333 vesting on each of May 15, 2011, May 15, 2012 and May 15, 2013; and (3) 68,750 restricted stock units, vesting on March 10, 2011.
  • [F2]22,834 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
  • [F3]Shares held in 401(k) account in accordance with issuer's employer-match policies.
  • [F4]Employee stock option; vests 1/4 on the first anniversary of the grant and 1/48 per month thereafter.

Documents

1 file

Issuer

STEMCELLS INC

CIK 0000883975

→
Entity typeother

Related Parties

1
  • filerCIK 0001230632

Filing Metadata

Form type
4
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 9:08 PM ET
Size
9.4 KB
View on SEC.gov