STEMCELLS INC·4/A

Jul 1, 7:08 PM ET

Stratton Kenneth Blair 4/A

4/A · STEMCELLS INC · Filed Jul 1, 2010

Insider Transaction Report

Form 4/AAmended
Period: 2010-06-01
Stratton Kenneth Blair
General Counsel
Transactions
  • Award

    Common Stock

    2010-06-01+200,000312,274 total
  • Award

    Stock Option (right to purchase)

    2010-06-01+50,00050,000 total
    Exercise: $1.02From: 2011-06-01Exp: 2020-06-01Common Stock (50,000 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,936
Footnotes (3)
  • [F1]Includes (1) 200,000 restricted stock units, with 50,000 vesting on each of June 1, 2011, June 1, 2012, June 1, 2013, and June 1, 2014; (2) 70,000 restricted stock units, with 23,333 vesting on each of May 15, 2011, May 15, 2012 and May 15, 2013; and (3) 27,500 restricted stock units vesting on March 10, 2011.
  • [F2]Shares held in 401(k) account in accordance with issuer's employer-match policies.
  • [F3]Employee stock option; vests 1/4 on the first anniversary of the grant and 1/48 per month thereafter.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION