4//SEC Filing
Held Jeffrey 4
Accession 0001209191-10-037712
CIK 0001389072other
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 5:39 PM ET
Size
9.0 KB
Accession
0001209191-10-037712
Insider Transaction Report
Form 4
Held Jeffrey
General Counsel
Transactions
- Award
Restricted Stock Unit
2010-07-06+7,500→ 7,500 totalExp: 2020-07-06→ Common Stock (7,500 underlying) - Award
Stock Option (right to buy)
2010-07-06+2,500→ 2,500 totalExercise: $66.14Exp: 2020-07-06→ Common Stock (2,500 underlying)
Footnotes (3)
- [F1]The stock options become exercisable in four equal installments on the anniversary of the date of grant (July 6, 2011, July 6, 2012, July 6, 2013 and July 6, 2014) subject to Mr. Held's continuous employment by the Company through each such anniversary date. In addition, the stock options will immediately vest upon the occurrence of a change in control (as defined in the 2008 Stock Incentive Plan) or upon Mr. Held's death prior to settlement.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]The restricted stock units become exercisable in four equal installments on the anniversary of the date of grant (July 6, 2011, July 6, 2012, July 6, 2013 and July 6, 2014) subject to Mr. Held's continuous employment by the Company through each such anniversary date. In addition, the restricted stock units will immediately vest upon the occurrence of a change in control (as defined in the 2008 Stock Incentive Plan) or upon Mr. Held's death prior to settlement.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeother
Related Parties
1- filerCIK 0001496111
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 5:39 PM ET
- Size
- 9.0 KB