UNGUREAN CHARLES C 4

Accession 0001209191-10-038935

CIK 0001412347other

Filed

Jul 18, 8:00 PM ET

Accepted

Jul 19, 2:44 PM ET

Size

19.0 KB

Accession

0001209191-10-038935

Form 4

Period: 2010-07-19

10% OwnerOther

Transactions

Conversion
Common Units (limited partner interests)
2010-07-19+532,476→ 532,476 total
Sale
Common Units (limited partner interests)
2010-07-19−59,022→ 473,454 total
Conversion
Subordinated Units (limited partner interests)
2010-07-19+3,467,220→ 3,467,220 total
→ Common Units (limited partner interests) (3,467,220 underlying)
Conversion
Class B Common Units (limited partner interests)
2010-07-19−532,476→ 3,467,220 total
→ Common Units (limited partner interests) (532,476 underlying)
Conversion
Class B Common Units (limited partner interests)
2010-07-19−3,467,220→ 0 total
→ Subordinated Units (limited partner interests) (3,467,220 underlying)

See Remarks10% OwnerOther

Transactions

Sale
Common Units (limited partner interests)
2010-07-19−59,022→ 473,454 total
Conversion
Common Units (limited partner interests)
2010-07-19+532,476→ 532,476 total
Conversion
Subordinated Units (limited partner interests)
2010-07-19+3,467,220→ 3,467,220 total
→ Common Units (limited partner interests) (3,467,220 underlying)
Conversion
Class B Common Units (limited partner interests)
2010-07-19−532,476→ 3,467,220 total
→ Common Units (limited partner interests) (532,476 underlying)
Conversion
Class B Common Units (limited partner interests)
2010-07-19−3,467,220→ 0 total
→ Subordinated Units (limited partner interests) (3,467,220 underlying)

DirectorSee Remarks10% OwnerOther

Transactions

Sale
Common Units (limited partner interests)
2010-07-19−59,022→ 473,454 total
Conversion
Class B Common Units (limited partner interests)
2010-07-19−532,476→ 3,467,220 total
→ Common Units (limited partner interests) (532,476 underlying)
Conversion
Common Units (limited partner interests)
2010-07-19+532,476→ 532,476 total
Conversion
Subordinated Units (limited partner interests)
2010-07-19+3,467,220→ 3,467,220 total
→ Common Units (limited partner interests) (3,467,220 underlying)
Conversion
Class B Common Units (limited partner interests)
2010-07-19−3,467,220→ 0 total
→ Subordinated Units (limited partner interests) (3,467,220 underlying)

Footnotes (5)

[F1]Class B common units converted on a one for one basis into approximately 13% common units and approximately 87% subordinated units upon the closing of the initial public offering of the Issuer's common units.
[F2]In connection with the closing of the Issuer's initial public offering, the reporting person contributed these common units to the Issuer's general partner as a capital contribution, which were contributed by the general partner to the Issuer in exchange for general partner units.
[F3]Charles C. Ungurean is a director, President and Chief Executive Officer of Oxford Resources GP, LLC ("Oxford GP"), the general partner of the Issuer. Thomas T. Ungurean is Senior Vice President, Equipment, Procurement & Maintenance of Oxford GP. Charles and Thomas Ungurean each also own 50% of C&T Coal, Inc., the Reporting Person. Charles and Thomas Ungurean, joint filers to this Form 4, may be deemed to indirectly beneficially own the units held by C&T Coal, Inc., but disclaim beneficial ownership of the units referenced herein, except to the extent of any pecuniary interest therein.
[F4]Reflects the split of one Class B common unit into approximately 1.82 Class B common units that occurred on July 19, 2010.
[F5]Each subordinated unit converts into one common unit at the end of the subordination period, as described in the Issuer's Registration Statement on Form S-1, as amended (No. 333-165662), and exhibits. The subordinated units have no expiration date.

Documents

1 file

Oxford Resource Partners LP

CIK 0001412347

Entity typeother