HELLMAN ROBERT B JR 4
Accession 0001209191-10-038955
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 3:14 PM ET
Size
21.9 KB
Accession
0001209191-10-038955
Insider Transaction Report
- Conversion
Common Units (limited partner interests)
2010-07-19+1,046,327→ 1,046,327 total - Conversion
Subordinated Units (limited partner interests)
2010-07-19+6,813,160→ 6,813,160 total→ Common Units (limited partner interests) (6,813,160 underlying) - Other
Common Units (limited partner interests)
2010-07-19−115,978→ 930,349 total - Conversion
Class B Common Units (limited partner interests)
2010-07-19−6,813,160→ 0 total→ Subordinated Units (limited partner interests) (6,813,160 underlying) - Conversion
Class B Common Units (limited partner interests)
2010-07-19−1,046,327→ 6,813,160 total→ Common Units (1,046,327 underlying)
- Conversion
Common Units (limited partner interests)
2010-07-19+1,046,327→ 1,046,327 total - Other
Common Units (limited partner interests)
2010-07-19−115,978→ 930,349 total - Conversion
Subordinated Units (limited partner interests)
2010-07-19+6,813,160→ 6,813,160 total→ Common Units (limited partner interests) (6,813,160 underlying) - Conversion
Class B Common Units (limited partner interests)
2010-07-19−1,046,327→ 6,813,160 total→ Common Units (1,046,327 underlying) - Conversion
Class B Common Units (limited partner interests)
2010-07-19−6,813,160→ 0 total→ Subordinated Units (limited partner interests) (6,813,160 underlying)
- Conversion
Class B Common Units (limited partner interests)
2010-07-19−1,046,327→ 6,813,160 total→ Common Units (1,046,327 underlying) - Conversion
Common Units (limited partner interests)
2010-07-19+1,046,327→ 1,046,327 total - Other
Common Units (limited partner interests)
2010-07-19−115,978→ 930,349 total - Conversion
Subordinated Units (limited partner interests)
2010-07-19+6,813,160→ 6,813,160 total→ Common Units (limited partner interests) (6,813,160 underlying) - Conversion
Class B Common Units (limited partner interests)
2010-07-19−6,813,160→ 0 total→ Subordinated Units (limited partner interests) (6,813,160 underlying)
- Conversion
Subordinated Units (limited partner interests)
2010-07-19+6,813,160→ 6,813,160 total→ Common Units (limited partner interests) (6,813,160 underlying) - Conversion
Common Units (limited partner interests)
2010-07-19+1,046,327→ 1,046,327 total - Conversion
Class B Common Units (limited partner interests)
2010-07-19−1,046,327→ 6,813,160 total→ Common Units (1,046,327 underlying) - Conversion
Class B Common Units (limited partner interests)
2010-07-19−6,813,160→ 0 total→ Subordinated Units (limited partner interests) (6,813,160 underlying) - Other
Common Units (limited partner interests)
2010-07-19−115,978→ 930,349 total
- Conversion
Class B Common Units (limited partner interests)
2010-07-19−1,046,327→ 6,813,160 total→ Common Units (1,046,327 underlying) - Conversion
Class B Common Units (limited partner interests)
2010-07-19−6,813,160→ 0 total→ Subordinated Units (limited partner interests) (6,813,160 underlying) - Conversion
Subordinated Units (limited partner interests)
2010-07-19+6,813,160→ 6,813,160 total→ Common Units (limited partner interests) (6,813,160 underlying) - Other
Common Units (limited partner interests)
2010-07-19−115,978→ 930,349 total - Conversion
Common Units (limited partner interests)
2010-07-19+1,046,327→ 1,046,327 total
Footnotes (5)
- [F1]Class B common units converted on a one for one basis into approximately 13% common units and approximately 87% subordinated units upon the closing of the initial public offering of the Issuer's common units.
- [F2]In connection with the closing of the Issuer's initial public offering, the reporting person contributed these common units to Oxford Resources GP, LLC ("Oxford GP"), the Issuer's general partner, as a capital contribution, which were contributed by Oxford GP to the Issuer in exchange for general partner units.
- [F3]AIM Management is the managing member of AIM. The managing members of AIM Management, comprised of George E. McCown and Mathew P. Carbone, directors of the Issuer, and Robert B. Hellman Jr., have shared voting and investment power over the units held by AIM. AIM Management, Messrs. Carbone, Hellman and McCown, joint filers to this Form 4, may be deemed to indirectly own the units held by AIM, but disclaim beneficial ownrship in these units except to the extent of their pecuniary interest therein.
- [F4]Reflects the split of one Class B common unit into approximately 1.82 Class B common units that occurred on July 19, 2010.
- [F5]Each subordinated unit converts into one common unit at the end of the subordination period, as described in the Issuer's Registration Statement of Form S-1, as amended (No. 333-165662), and exhibits. The subordinated units have no expiration date.
Documents
Issuer
Oxford Resource Partners LP
CIK 0001412347
Related Parties
1- filerCIK 0001168211
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 3:14 PM ET
- Size
- 21.9 KB