4//SEC Filing
KNOOP STEPHEN J 4
Accession 0001209191-10-039216
CIK 0000110621other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:08 PM ET
Size
15.8 KB
Accession
0001209191-10-039216
Insider Transaction Report
Form 4
KNOOP STEPHEN J
Sr. VP-Corporate Development
Transactions
- Award
Common Stock, $0.01 par value
2010-07-19+4,522→ 107,388 total - Award
Common Stock, $0.01 par value
2010-07-19+25,000→ 132,388 total - Disposition to Issuer
Common Stock, $0.01 par value
2010-07-19−24,000→ 108,388 total
Holdings
- 758
Phantom Stock
→ Common Stock (758 underlying) - 3,325(indirect: By 401(k))
Common Stock, $0.01 par value
- 130,000
Stock Appreciation Rights
→ Common Stock (130,000 underlying) - 105,000
Stock Option (Right to Buy)
→ Common Stock (105,000 underlying)
Footnotes (11)
- [F1]The reporting person was granted 4,522 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan.
- [F10]These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon.
- [F11]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2005 and 2009 and expire 10 years from the date of grant.
- [F2]The reporting person was granted 25,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F3]On July 19, 2010, 24,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were forfeited by the reporting person and disposed back to the issuer.
- [F4]Includes an aggregate of 9,993 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 28,598 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, and 52,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F5]Approximate number of shares held as of July 19, 2010 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F6]No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- [F7]Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended, in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 2002 and 2004 and expire 10 years from the date of grant.
- [F8]1-for-1
- [F9]Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224031
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:08 PM ET
- Size
- 15.8 KB