Home/Filings/4/0001209191-10-039798
4//SEC Filing

Double-Take Software, Inc. 4

Accession 0001209191-10-039798

CIK 0001370314operating

Filed

Jul 26, 8:00 PM ET

Accepted

Jul 27, 9:21 PM ET

Size

19.5 KB

Accession

0001209191-10-039798

Insider Transaction Report

Form 4
Period: 2010-07-23
GOODERMOTE DEAN
DirectorPresident and CEO
Transactions
  • Disposition to Issuer

    Employee Stock Option ? right to Buy

    2010-07-23$9.03/sh380,182$3,433,0430 total
    Exercise: $1.52Exp: 2015-03-22Common Stock (380,182 underlying)
  • Award

    Common Stock

    2010-07-23+4,781181,018 total
  • Disposition to Issuer

    Common Stock

    2010-07-23$10.55/sh181,018$1,909,7400 total
  • Disposition to Issuer

    Employee Stock Option ? right to Buy

    2010-07-23$3.52/sh57,335$201,8190 total
    Exercise: $7.03Exp: 2019-02-16Common Stock (57,335 underlying)
  • Disposition to Issuer

    Employee Stock Option ? right to Buy

    2010-07-23$8.59/sh38,018$326,5750 total
    Exercise: $1.96Exp: 2016-01-05Common Stock (38,018 underlying)
  • Disposition to Issuer

    Employee Stock Option ? right to Buy

    2010-07-23$8.59/sh152,073$1,306,3070 total
    Exercise: $1.96Exp: 2016-03-22Common Stock (152,073 underlying)
  • Disposition to Issuer

    Employee Stock Option ? right to Buy

    2010-07-23$2.09/sh24,792$51,8150 total
    Exercise: $8.46Exp: 2020-02-08Common Stock (24,792 underlying)
Footnotes (6)
  • [F1]Represents shares of the Issuer's common stock originally granted on January 28, 2010, subject to the satisfaction of certain performance criteria during fiscal year 2010. Pursuant to the Issuer's Amended and Restated 2006 Omnibus Incentive Plan and the merger agreement, dated May 17, 2010, between the Issuer, Vision Solutions, Inc. and HA Merger Sub, Inc., upon the consummation of the merger, the restricted stock units were cancelled and converted into the right to receive the per share merger consideration of $10.55 per share. The merger was consummated on July 23, 2010.
  • [F2]Cancelled, extinguished and converted into the right to receive merger consideration of $10.55 per share pursuant to the merger agreement between the Issuer, Vision Solutions, Inc. and HA Merger Sub, Inc.
  • [F3]This option was cancelled in the merger in exchange for a cash payment of $9.03 per share, which represents the difference between the exercise price of the option and the consideration payable in the merger for shares of the Issuer's common stock ($10.55 per share).
  • [F4]This option was cancelled in the merger in exchange for a cash payment of $8.59 per share, which represents the difference between the exercise price of the option and the consideration payable in the merger for shares of the Issuer's common stock ($10.55 per share).
  • [F5]This option was cancelled in the merger in exchange for a cash payment of $3.52 per share, which represents the difference between the exercise price of the option and the consideration payable in the merger for shares of the Issuer's common stock ($10.55 per share).
  • [F6]This option was cancelled in the merger in exchange for a cash payment of $2.09 per share, which represents the difference between the exercise price of the option and the consideration payable in the merger for shares of the Issuer's common stock ($10.55 per share).

Issuer

Double-Take Software, Inc.

CIK 0001370314

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001370314

Filing Metadata

Form type
4
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 9:21 PM ET
Size
19.5 KB